departmental teams to ensure compliance with internal control requirements, assisting group‑level and external entities... with compliance, internal control, and audit inspections. Manage daily departmental operations, including integrated reporting...
in accordance with the Company and regulatory compliance & with robust internal control. Underwriting insurance applications.... Familiar with local regulations and compliance. Knowledge of scanning and new business administration workflow. Participated...
departments. Evaluate information systems for compliance with security policies and recommend corrective actions...
limits, and client margin requirements to ensure compliance with internal risk management policies Present information...
and compliance with legislations and ISO requirements. Handle internship and trainee programmes to support youth development, build...
及產品供應情況。 * Prepare and review ship documents, invoices, and customs declarations to ensure compliance. 準備及審核出貨文件、發票及報關資料，以確...
Job Responsibilities Perform Account Opening documentation checking to ensure compliance with regulatory, internal...
in compliance with local statutory requirements; Maintain accurate HR records and familiar with HRIS related systems; Prepare HR...
in the team to ensure service excellence and compliance with client expectations; Monitor and ensure compliance... submission; Provide professional advice to clients on corporate governance, compliance and regulatory updates, ensuring timely...
with internal stakeholders on KYC/CDD process to ensure its compliance with regulatory requirements Compliance with Anti Money... and compliance requirements, etc. Good interpersonal and communication skills Good command of written and spoken Chinese...
compliance, operational, financial and reputational risk associated with Online Banking products Requirements: University...
Job Duties Review daily name-screening alerts, escalate issues, and coordinate with Compliance or business units... UAT testing to verify data mapping for completeness and accuracy. Assess operating processes to ensure compliance...
to ensure compliance with relevant regulations and accounting standards Assist with the preparation of budgets, forecasts...
transactions. Prepare and submit regular and ad‑hoc reports to Finance, Compliance, Local and Head Office Management (e.g. BASEL... and escalate Fircosoft Message Filtering hits (AML alert system). Ensure compliance with regulatory and internal audit...
during business development Compliance and Risk Management Strictly comply with relevant laws, regulations, and internal company... rules governing the securities industry to ensure operational compliance Assist in risk management to identify potential...
Job Duties: Perform general accounting duties, full set of books and handle financial reporting in compliance...
and underwriting records, ensuring data integrity and compliance with company standards Support ad-hoc assignments when needed The...
Job Duties: Perform general accounting duties, full set of books and handle financial reporting in compliance...
, such as CFE (Certified Fraud Examiner) or CCEP (Certified Compliance and Ethics Professional), are an advantage Industry...
counterparties Manage transaction processes including reporting and file submissions to internal departments such as Compliance... with a good understanding of transaction workflows and compliance requirements Proven ability to work independently...