rules governing the securities industry to ensure operational compliance Assist in risk management to identify potential... during business development Compliance and Risk Management Strictly comply with relevant laws, regulations, and internal company...
to respond to institutional clients' daily operational inquiries and requests. Work closely with back-office clearing..., settlement, finance, and risk control teams to optimize business processes and improve processing efficiency. Assist...
and risk management on transactions Perform system UAT and raise changed request for system implementation Manage daily stock... reconciliations Requirements: Bachelor's Degree in Finance or Accounting At least 3 years of settlement operational experience...
Key Responsibilities: Lead the application process for SFC Type 9 licenses Act as Responsible Officer for SFC... with investment objectives, strategies, and restrictions Monitor portfolio performance, valuation, liquidity, and risk metrics...
Key Responsibilities: Lead the application process for SFC Type 9 licenses Act as Responsible Officer for SFC... with investment objectives, strategies, and restrictions Monitor portfolio performance, valuation, liquidity, and risk metrics...
approval. 3. Control, Compliance & Risk: Customer Due Diligence (CDD) Analyst/Officer: Perform KYC checks, onboard new... spectrum of roles. Whether you thrive in customer-facing positions or excel in critical operational and control functions...
& Risk: Customer Due Diligence (CDD) Analyst/Officer: Perform KYC checks, onboard new clients, and periodically review... in customer-facing positions or excel in critical operational and control functions, we have opportunities that match your skills...
C-level opportunity at a fast-growing event technology company Job Title: Chief Operating Officer (COO) Location... As COO, you will play a pivotal role in driving operational excellence and supporting the company's continued growth...
journey with us. As a Finance and Business Management Analyst in the Office of the Chief Financial Officer, you will play... Contribute to process improvement and operational efficiency Communicate findings and recommendations clearly to stakeholders...