Job Summary Key Responsibilities Skills and Experience Qualifications We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, com...
with the Securities and Futures Ordinance (SFO), SFC Code of Conduct, Fund Manager Code of Conduct, Unit Trust and Mutual Fund... with the SFC on licensing, product authorization, and ongoing supervision. In-depth knowledge of the SFO, SFC Fund Manager...
with the Securities and Futures Ordinance (SFO), SFC Code of Conduct, Fund Manager Code of Conduct, Unit Trust and Mutual Fund... with the SFC on licensing, product authorization, and ongoing supervision. In-depth knowledge of the SFO, SFC Fund Manager...
/Mass Affluent. Product Coverage Primary: Investment products (Core Portfolio, Stock, Mutual Fund etc) Relevant... such as securities, mutual funds, FX, and/or fixed income instruments Strong understanding of investment products and the regulatory...