in implementations to adhere to global Swap Dealer Compliance related rules and regulations Advise and deliver change projects as part.... About the Role: As a Program Manager within the Capital Markets team, you will advise and deliver change projects as part...
compliance support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function... program enhancements with respect to each of the below-listed Compliance Program areas: Policies and Procedures Management...
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking... for prime brokerage and security-based swap dealer activities. The role must maintain and apply current knowledge of FINRA, NYSE...