is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of the CWZ program.... Reporting directly to the Regulatory & Administrative Codes Manager with varying degrees of latitude for independent initiative...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. Fortress... assignments, including periodic compliance testing and routine regulatory examinations assisting with the administration of the...
. Ensure ongoing compliance with quality and regulatory requirements. Minimum Qualifications Five (5) years of broad.... Under the direction of the Technology Analyst 2 (Quality Assurance), SG-25, the Technology Analyst 1 (Quality Assurance...
. Ensure ongoing compliance with quality and regulatory requirements. Minimum Qualifications Five (5) years of broad.... Under the direction of the Technology Analyst 2 (Quality Assurance), SG-25, the Technology Analyst 1 (Quality Assurance...
. Under the direction of the Information Technology Architect 2, the Technology Analyst 2 (Quality Assurance) will be responsible... it to the user. This position may directly supervise a team of Technology Analyst 1's (Quality Assurance). Duties...
. Under the direction of the Information Technology Architect 2, the Technology Analyst 2 (Quality Assurance) will be responsible... it to the user. This position may directly supervise a team of Technology Analyst 1's (Quality Assurance). Duties...
sustainability and resiliency regulatory requirements, developing internal compliance strategies. - Assisting in the roll out... to streamline engineering design processes. BEDC is seeking to hire a Standards Analyst to support the standards program...
during critical system outages or issues. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA... to exchanges and technology-powered services. For more information visit Purpose of Role: The Equity Margin Analyst manages...
during critical system outages or issues. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA... to exchanges and technology-powered services. For more information visit Purpose of Role: The Equity Margin Analyst manages...
, while meeting regulatory standards. Will also oversee implementation of asset allocation and strategy guidance. The analyst...INVESTMENT RISK SENIOR ANALYST WHAT IS THE OPPORTUNITY? The Investment Risk Analyst will play a crucial role...
Senior Quantitative Model Validation Analyst to join our market risk model validation team. In this role..., and counterparty credit risk management, ensuring that these models meet regulatory requirements, internal standards, and risk...
Support Analyst is responsible for taking ownership of issues and providing procedural and technical support to various teams... exchange reporting and compliance audits. Provide consultative sales support. Manage client technical requirements...
providing a range of business functions. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA... Support Analyst is responsible for taking ownership of issues and providing procedural and technical support to various teams...
Business Analyst / Project Manager with CFTC & SEC & CAT Onsite role in NYC NY Mandatory Skills : CFTC (Commodity... ) Regulatory Reporting: yrs 1 st & 2 nd round : Capco Team 3 rd round : Client Purpose of Role: To support and maintain...
providing a range of business functions. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA... Support Analyst is responsible for taking ownership of issues and providing procedural and technical support to various teams...
passionate professionals on the Trading Desks, Technology, Legal, Group Finance, Middle Office, Compliance, Reconciliations... in a timely manner Oversee regulatory reporting of derivatives across different jurisdictions Monitor daily listed trading...
and regulatory compliance for the Firm's market risks. The group acts as a key stakeholder in ensuring that the firm's business plans.../reward tradeoffs Understanding of market risk measures, concepts, and regulatory rules: VaR, stress testing, greeks, Volcker...
. Participate in management discussions on credit risk and external economic and regulatory factors. Ensure compliance with federal... and state laws and regulations and UNFCU’s Code of Ethics & Business Conduct. What we're seeking: Bachelor’s degree in Public...
. Participate in management discussions on credit risk and external economic and regulatory factors. Ensure compliance with federal... and state laws and regulations and UNFCU’s Code of Ethics & Business Conduct. What we're seeking Bachelor’s degree...
as necessary to all compliance-related materials received. Comply with the Bank’s “Code of Conduct. Requirements Bachelor...; Preparation for regulatory examinations and internal/external audits; Preparation of credit documents; Preparation...