A prominent asset management firm in Hong Kong seeks a Compliance Analyst to support its compliance program... by monitoring and ensuring adherence to regulatory requirements. Responsibilities include conducting ongoing compliance monitoring...
Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory... Requirements 2-4 years relevant compliance, audit and investment risk experience earned from asset management industry Good...
A global asset management firm in Hong Kong is seeking a Compliance Analyst/Associate to ensure adherence to regulatory... risk assessments. The ideal candidate should have 2-4 years of compliance experience in asset management and be fluent...
The Compliance Analyst supports the asset management firm's compliance program by monitoring and ensuring adherence... a strong compliance culture within the organization. Maintain up-to-date knowledge of regulatory changes in the asset management industry...
Company Introduction Polymer Capital Management is a market-neutral, multi-manager investment platform based..., one of the world's largest Asia-focused alternative asset managers, in 2019. Job Responsibilities / Job Brief Handle license...
of external asset managers (including affiliated AMs) Overall investment governance and compliance Business support including... 17 for HK & HNW and RBC impacts for HK External Manager Management (including affiliated asset managers) Monitor...
Private Bank Our Client Equity Analyst-Expansion Headcount in with the most respectable Swiss Based Family Owned Private... management contact, visits and conference calls Generate timely & quality written commentaries and investment recommendation...
Equity Research Junior Analyst, Global Private Bank World’s Most Admired European Bank 3yrs+/- Asian & Greater China... most respectable European Based Bank earning Aa2 rating and to search for Junior Equity Research Analyst for the North Asia Regional HK...
Bank & Asset Management Group, with Aa2 rating, awarded as the Best Private Bank & Fund Provider with over USD 650+ Bn AUM... – Regional Portfolio Management Support Team As part of the Regional Portfolio Management Support Team and assist cross asset...
Senior Information Technology Business Analyst Expansion North Asia Headcount Transformation & Project Management... MNC, Fintech & Financial Institutions Our Client Representing various MNC and industry leaders of wealth management...
and Risk Management on IT audit, risk and compliance assessment, and regular reporting. Engage with all level of IT staffs...SW8688 |19 Aug 2024 IT Security Analyst (Audit, Risk, Governance) Work extensively with Internal / External Audit...
across trading platforms, market connectivity, risk management systems, and regulatory compliance initiatives. The ideal candidate..., Confluence) Knowledge of compliance and regulatory requirements in the financial industry is an advantage Project management...
reports, and performance updates to senior management Stay current on global regulatory trends and best practices...Recruit Ref: L0602843734 Posting Date: 2025-11-25 Eclipse Options (HK) Limited Senior Trading Operations Analyst...
, operations) to ensure product readiness and regulatory compliance. Monitor product performance and customer feedback..., or asset management. Strong analytical and problem-solving skills with attention to detail. Familiarity with wealth...
compliance with regulatory requirements and monitoring various statistical data for management reporting. Provide operational... support to internal teams. Requirements: 1-3 years of relevant experience in fund operations, fund accounting, or asset...
and regulatory compliance standards into all aspects of system development Take ownership of and manage assigned IT initiatives..., Flutter) Knowledge of IOS 27001 Information Security Management standards is considered an asset Prior professional...
years relevant client service and banking transaction & payment related experience earned from int’l wealth management... and communication skills Responsible, detail‑minded with positive working attitude Account Documentation & Static Data Management...
services marketplace. Aligned to key industry sectors including banking and capital markets, asset management and insurance... and confident people to join us in our Non-Financial Risk (NFR) consulting team: regulatory compliance, enterprise risk and controls...
compliance with all legal, regulatory and policy requirements internally and externally. Additional duties and responsibilities... development, career training and mentoring programs. Our people are our most important asset, and we are very proud of the...
Active Investment Advisory Counselor (Director / Snr), Private Bank Multi-Asset Classes of Investment Advisory... 8.0 billion and total AUM of USD 360 billion to search for Trilingual Director (Senior) to be part of the Cross-Asset Classes...