professional at the Senior Manager or Director level to lead the Regulatory Compliance function. Candidates from investment banks... experience liaising with the SFC is required. Candidates with knowledge of Regulatory Compliance, General Compliance, Regulatory...
, manuals, and procedures. Stay updated on regulatory changes and emerging compliance risks. What you'll need to succeed...Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist...
. This role will be pivotal in driving bancassurance business growth, ensuring compliance with regulatory requirements... on regulatory compliance matters. Support the compliance function across all regulated activities. Monitor regulatory...
and senior stakeholders Ensure compliance with internal risk policies as well as regulatory requirements Contribute to the...M/SM, Investment Portfolio Risk - Top Chinese Asset Management (Welcome PRC Candidates) 客户简介 Our client is a well...
assumptions Prepare and present risk reports to investment committees and senior stakeholders Ensure compliance with internal... risk policies as well as regulatory requirements Contribute to the ongoing improvement of risk systems, models...
One of the regulators in Hong Kong is seeking a Compliance professional at the Senior Manager level. The ideal... candidate should have prior experience in virtual assets and a strong understanding of the Hong Kong or overseas regulatory...