A leading financial market operator in Hong Kong seeks a compliance and enforcement professional to oversee various... regulatory practices. The ideal candidate will have a degree in finance or law, at least 3 years of relevant experience in audit...
Associate (Regulatory/Funds) | 2-4 PQE | Hong Kong Our client, a top international law firm, is seeking a 2-4 PQE... Associate to join its Financial Markets team in Hong Kong. This is an opportunity to specialize in regulatory and funds-related...
Job Description As a part of the Regulatory & Reporting team in the APAC Testing Centre of Excellence (TCoE...), you will play a pivotal role in managing regulatory interactions, governance, and reporting for the Asia-Pacific region...
Job Category: Program & Project Management Job Description: As a part of the Regulatory & Reporting team in the... APAC Testing Centre of Excellence (TCoE), you will play a pivotal role in managing regulatory interactions, governance...
rotational opportunities across functions, supporting HKEX's regulatory and compliance efforts Engage with senior management... dedicated to mastering regulatory standards, ensuring compliance excellence, and contributing to the integrity of Hong Kong...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
+: As a Senior Research Compliance Associate, you’ll take ownership of key compliance initiatives while leading and mentoring team... Compliance Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
of regulatory and technical innovation. The opportunity We are hiring for two Compliance Associate positions: One role suited.... What you will do Working alongside Cognitive GRC consultants, you will: Support clients with day‑to‑day SFC and regulatory compliance...
meets AlphaSights’ and clients' expectations. Years 2+: As a Senior Research Compliance Associate, you’ll take ownership... Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research teams...
standards Years 2+: Advance to Senior Research Compliance Associate, leading initiatives and mentoring team members Years 3... insights to top-tier clients worldwide. As a Research Compliance Associate, youll help ensure that all research activities meet...
role that encompasses both regulatory compliance and AML/CFT responsibilities, supporting our business operations... regimes, manage regulatory relationships, and support business growth while maintaining the highest compliance standards...
to ensure compliance with applicable regulatory requirements and internal policies. Prepare and update policies and procedures.... Monitor key compliance issues and ensure prompt escalation to senior management or designated committee. Liaise with relevant...
and regulatory compliance, and assisting senior lawyers in transaction execution. A law degree is required, and proficiency...
Transformation and Projects (15%) Support the Associate Director, Corporate Compliance and senior management with managing... from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads...
new regulatory developments and articulate business impact. Participate in compliance monitoring and testing, including... from senior Global Compliance management. Work with Head of Compliance, Greater China and first- and second-line teams (Risk...
Transformation and Projects (15%) Support the Associate Director, Corporate Compliance and senior management with managing... from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads...
Our client is seeking Senior Associate, Counsel or Partner level lawyers to join their Hong Kong Capital Markets team...-qualified solicitor Senior Associate, Counsel or Salary Partner level (typically 6+ PQE) Solid experience in Hong Kong IPO...
CSO - Information Security Senior Specialist Associate Date: Feb 3, 2026 Location: Hong Kong, HK Scope... the definition of the objectives for the Cybersecurity and Business Continuity Programs and monitors compliance...
Overview ConnectedGroup is partnering with a well‑established financial institution to hire a Senior Associate... issuance, FPS, Autopay, and Direct Debits—are processed accurately, efficiently, and in full compliance with internal policies...