reporting advice, issuing policy interpretation and guidelines on technical regulatory capital issues involving our New York... transactions. Policy issuance and Advocacy Support the Development and maintenance of Regulatory Reporting Policies...
Vice President, Compliance & Control I - GSS Enablement Platform Controls At BNY, our culture allows us to run... of something extraordinary. We're seeking a future team member for the role of Vice President, Compliance & Control I - GSS...
with confidence and innovation. About the Team & Role: The Vice President, Trading Surveillance will be responsible for monitoring..., investigating, and escalating potential market abuse and regulatory violations across multiple asset classes. This role supports the...
our initiatives aimed at improving employee health care! As a U.S. Benefits Design and Strategy Vice President - Medical Benefits..., which include medical vendor management in areas such as plan administration, product offerings, process changes, clinical policy...
of benefits to its employees. Title: Vice President SMBC Group is a top-tier global financial group. Headquartered in Tokyo... to Basel III Endgame readiness, CCAR, SA-CCR as well as work with regulatory policy to interpret rule changes. Experience...
and controls, executing and documenting work in accordance with JPMorgan & Chase's Internal Audit policy. Design and execute tests... is a plus. Experience navigating matrixed organizations and interfacing with regulatory agencies is beneficial. Experience leading...
, employees, and clients pursuant to firm policy and regulatory standards. As a Screening Manager with Global Workforce Screening... and maintain screening program structure; ensure compliance with legal and regulatory mandates Support and assist managing team...
with regulatory requirements and safeguarding the integrity of our financial services. You will work closely with internal..., and escalations, ensuring timely and accurate regulatory filings. Maintain AML WSPs, risk assessments, and internal controls...
. This function helps protect the firm's assets, reputation, employees, and clients pursuant to firm policy and regulatory standards... compliance with legal and regulatory mandates Support and assist managing team members in other locations Drive quality...
, and ensure that reported results comply with Regulatory and Head Office requirements. The position is part of Legal Entity... directly with SMBC Accounting Policy group; Oversees the preparation of timely & accurate monthly, quarterly, and annual...
and test tools, systems, and system changes in line with policy and regulatory expectations. Apply economic, quantitative...
, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding..., and scalability considerations. Familiarity with regulatory compliance and ethical considerations in data processing. Education...
to Assistant Vice President, Compliance. Senior Compliance Analyst will coordinate, perform and/or oversee state policy and rate... filing activities and ensure company’s compliance with state regulations. Responsible for monitoring state policy form...
The Human Resources Generalist position reports directly to the Vice President, Human Resources - Corporate Functions... management of employees, reducing legal risk and ensuring regulatory compliance. Partner with the legal and financial teams...
Job Category: Human Resources Job Description: The Human Resources Generalist position reports directly to the Vice... President, Human Resources - Corporate Functions (Finance, Marketing, Technology, Legal, Audit, Compliance, Privacy, Risk...
teams help lead the team on the behalf of the Vice President ("VP") and report into the VP. Associates have responsibility... as required in response to related inquiries. Provides timely updates of internal bank policy changes, new regulatory compliance requirements...