business operates in accordance with the Company and regulatory compliance & with robust internal control. Underwriting... industry Familiar with local regulations and compliance Knowledge of scanning and new business administration workflow...
compliance of company policies and statutory requirements Perform full set of accounts operation Liaise with external... auditors, Com Sec firm, and regulatory bodies for annual statutory audit and tax matters Handle ad-hoc duties as assigned...
to prevent potential churn Maintain appropriate operational risk control and compliance in all aspects in accordance with DBS... or regulatory standard and policies No sales target is required Requirements Post secondary or above, preferably degree holder...
systems and infrastructure. Ensuring compliance with industry standards and regulatory requirements. Driving innovation...
information Clients’ static data input and data maintenance Work closely with Compliance, Business and related departments... and other upcoming regulatory projects as required Assist to formulate the daily client onboarding workflow and streamline the...
Description Responsibilities: Ensure the company complies with all relevant laws, regulations, and regulatory... requirements. Oversee the operations of the insurance business, ensuring compliance and efficiency in business processes...
, written response (e.g. letter, e-mail, live chat and fax) in a professional manner and in compliance with all internal... regulatory requirements To assist the team to achieve various key performance indicators (KPIs) To process customer...
standard of regulatory compliance; Handle internal and external audit reports. Responsible for the financial budget... errors and mistakes proactively. Conduct compliance review of payments for anti-money laundering and anti-terrorism purpose...
counterparties Manage transaction processes including reporting and file submissions to internal departments such as Compliance... regulatory changes and ensuring all operational activities comply with internal policies and external regulatory requirements...
to review internal policies and procedure manual, ensuring all the internal guidelines are in alignment and compliance... with regulatory requirements Requirements: Degree holder Minimum 3 years' related working experience in banking industry in debt...
support for RMs on Company KYC support duties and KYC re-assessment Prepare and file reports Comply with the regulatory... requirements as well as the internal compliance policies and guidelines Requirement: High Diploma or above 2+ years...
timely and accurate processing of transactions while adhering to regulatory and compliance requirements; Investigate... financial services industry; Strong knowledge of market practices and regulatory requirements; Excellent problem-solving...
Group Ensuring compliance with relevant accounting standards and regulatory requirements Requirements: Bachelor...
compliance with the Hong Kong Listing Rules and other regulatory requirements Participate in organizing corporate events, AGM... minutes and resolutions, statutory filings and maintain statutory record Assist in corporate projects for compliance...
Responsibilities: 1. Provide comprehensive company secretarial and compliance support for the Group, which comprises... system for all company records to ensure compliance and easy access to documentation; 5. Perform clerical duties...
, financial statements, other regulatory filings and maintain statutory records ensuring compliance with statutory/regulatory... requirements in various jurisdictions Ensure compliance with legislative and regulatory regarding business operations, and assist...
initiatives. Work collaboratively with various teams to improve data management practices, ensure regulatory compliance... to demonstrate compliance with governance policies. Maintain documentation of data lineage to monitor data flows throughout the...
on budgetary control and internal control measures for effective financial management Liaise with auditors to ensure compliance... with regulatory and statutory requirements Review, update, and maintain financial policies and operating manuals to ensure adherence...
registered capacity and any conditions imposed by the HKMA and other regulatory bodies. This includes compliance with applicable... Manager to supervise the day to day sales and operation activities of all branch staffs to ensure the fully compliance...