JOB DESCRIPTION Job title: Financial Crime Compliance Officer Corporate Title: Vice President Department: Compliance....nomura.com . Department overview: Nomura operates in a complex regulatory environment and the role of Compliance department...
Our client, a leading global private markets investment firm, is seeking a Compliance Officer to join their Hong Kong... office. This role supports the firm’s global compliance program, with a focus on regulatory and governance frameworks...
About Our Client Our client is an international law firm, they are looking for a Compliance Officer (APAC... framework and regulatory compliance Detail-oriented, motivated and dynamic Proficient in Microsoft Office Good command...
seeking qualified candidates for the position of Compliance Officer or Compliance Manager to address our growing investment... advisors for Hong Kong Stock Connect granted by the China Securities Regulatory Commission in October 2018. Compliance...
On behalf of an international commercial bank, we are seeking a compliance officer with 2-5 years’ experience with AML... financial regulatory requirements and international best practices in compliance. Understanding of International Sanctions...
Our client, an international law firm in Central is looking for a Risk/Conflict & Compliance Officer, Asia Pacific... to join their legal team. Job Responsibilities: Provide practice support to Asia Pacific region on all the risk, regulatory compliance...
services, wealth management? Join our client's team as a Compliance Officer and make a meaningful impact by ensuring... regulatory excellence, safeguarding trust, and navigating the evolving landscape of AML/CFT compliance. If you thrive on building...
. Job Description: Job purpose The Compliance Officer reports directly to the Chief Compliance Officer, Asia providing overall operational... accurate records of compliance activities, audit findings, and corrective actions. Stay informed of relevant regulatory...
. Job Description: Job purpose The Compliance Officer reports directly to the Chief Compliance Officer, Asia providing overall operational... accurate records of compliance activities, audit findings, and corrective actions. Stay informed of relevant regulatory...
-enabled unicorns based out of Singapore. Requirements We are looking for a Lead Compliance Officer that is excited... high-risk client cases within 2 hours, providing constructive feedback to the compliance officer on any oversight or areas...
they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... policies, internal control procedures and manuals are up-to-date with regulatory requirements and monitor adherence with these...
Job Description: The Company My client, a growing Private Equity, is seeking an Operations & Compliance Officer... Administration: Collaborate with fund administrators to handle payments, KYC processes, and ensure compliance with regulatory...
Position Overview As the MLRO & Compliance Officer for our Hong Kong operations, you will be the appointed Money... compliance function. You will manage all aspects of AML/CFT, licensing, and regulatory engagement, including expertise in the...
, that offers a structured and collaborative environment to support its employees' growth. Job Description As a Compliance Officer, your main... within the firm. The Successful Applicant A successful Compliance Officer should have: A minimum of 2 years of relevant...
in CV operations in the Asia/Pacific region, acting as trusted advisor in all matters related to Legal & Regulatory Compliance as well... Manager Compliance, Chief Compliance Officer & Senior Management informed of progress of Compliance related affairs in the...
and Compliance Management Team. Responsibilities: Define & track action plans against internal/external audit recommendation... within technology team. Facilitate regulatory review with technology team and regulators. Perform reviews to enhance controls...
Accountabilities Fund-Service Compliance * Review investor documentations according to Company’s KYC standard and applicable... regulatory requirements Provide an outstanding list of KYC documents required based on the client’s structure Ensure timely...
Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies and procedures Ensure the... Bank’s operations meet with all relevant legal and regulatory requirements as well as industry guidelines and practices...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
. Coordinate ABC due diligence on vendors or other third parties to ensure the compliance with local, Group and regulatory... that they are in full compliance with local, Group and regulatory requirements. Conduct Compliance reviews relating to AML/CTF, sanctions...