Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
Requirements: Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities Minimum 3-5...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
for our HK SFC Type 1 licensed activities. This is a pivotal, on-site leadership role in Hong Kong SAR for a professional who...) of Finance & Accounting, with full accountability for all SFC Type 1 regulated activities. Serve as the primary liaison with the...
Do Regulatory Leadership: Serve as the primary Responsible Officer (RO) for Type 1 (Dealing in Securities) and Type 4 (Advising... Responsible Officer (RO) status for Type 1 . Candidates who have previously managed compliance for a licensed VATP...
: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1 and 4 regulated activities. Currently a qualified SFC... & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities, fulfilling all management...
, and securities products. Holder of a valid SFC Responsible Officer license for Type 1 regulated activity or relevant qualifications... and Futures Commission (SFC) to conduct regulated activities, including Type 1 (Dealing in Securities), Type 4 (Advising...
and launch. Qualifications : You are either a current SFC Type 1 4 or 9 Responsible Officer OR you meet the strict criteria... priority and primary mission will be to launch Wise Assets in Hong Kong . You will serve as the Responsible Officer (RO...
Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients... senior management on the Firm’s investment function Requirements Must be a current SFC Type 1, 4 and 9 Responsible...
, and launch. Qualifications You are either a current SFC Type 1, 4 or 9 Responsible Officer OR you meet the strict criteria... Responsible Officer (RO) for Wise Assets Hong Kong Limited regarding the Securities and Futures Commission (SFC). You will manage...
Job Responsibilities * Serve as the Responsible Officer (RO) for Hong Kong Securities and Futures Commission (SFC...) regulated activities of Type 1, Type 4, and Type 9, fully overseeing the core work of compliance management, operational...
Key Responsibilities Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4... of Directors. Requirements Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1...
across five international locations. They are seeking a Responsible Officer to oversee and integrate the functions of Operations..., Risk & Compliance, and Sales channels. The Role Serve as a Responsible Officer (RO), carrying out managerial duties...
-in-Charge (MIC) for the SFC. Guarantee strict adherence to all regulatory requirements for SFC Type 1, 4, and 9 licenses...某中资资管招聘CEO/ Head of Asset Management, 负责公司的投资，感兴趣请联系Katherine ***微信号：Katherine_Shiu，欢迎转发自荐 Chief Executive Officer...
Job Responsibilities Handle compliance inquiries and reporting matters related to SFC Type 1, 2, 4, 7, and 9 licenses..., with a primary focus on Type 1 licensed activities. Work closely with the Responsible Officer (RO) to provide compliance support...
Must be qualified to be an SFC Responsible Officer (RO) Holder of relevant SFC licenses (Type 1, 4, and 9 are highly desirable)...
for fund managers. 工作职责： 1．负责公司基金行政管理服务的日常管理工作。 2．负责团队建设和团队成员的管理工作。 3．建立标准化的基金行政管理服务流程，健全操作风险防控机制。 4．协调公司内部各部门，确保... in both Mandarin and English. 7. Prior team management experience is preferred. 8. Experience in serving as Responsible Officer (RO...
for fund managers. 工作职责： 1．负责公司基金行政管理服务的日常管理工作。 2．负责团队建设和团队成员的管理工作。 3．建立标准化的基金行政管理服务流程，健全操作风险防控机制。 4．协调公司内部各部门，确保... in both Mandarin and English. 7. Prior team management experience is preferred. 8. Experience in serving as Responsible Officer (RO...
for fund managers. 工作职责： 1．负责公司基金行政管理服务的日常管理工作。 2．负责团队建设和团队成员的管理工作。 3．建立标准化的基金行政管理服务流程，健全操作风险防控机制。 4．协调公司内部各部门，确保... in both Mandarin and English. 7. Prior team management experience is preferred. 8. Experience in serving as Responsible Officer (RO...