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Keywords: Responsible Officer-Type 9, Location: Hong Kong

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Responsible Officer-Type 9

Position Summary We seek an SFC-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional... as the RO for Type 9 activity, ensuring SFC compliance. Develop policies, procedures, and controls for all asset management...

Posted Date: 16 Dec 2025

SFC Type 9 Responsible Officer

to join our team as a Responsible Officer (RO) for Type 9 regulated activities, focusing on public fund management. The... successful candidate must be a current SFC Type 9 Responsible Officer qualified for KIP public fund management. Applications without...

Posted Date: 14 Dec 2025

Responsible Officer-Type 9

Responsible Officer-Type 9 Hong Kong, Hong Kong, Hong Kong | Posted: Dec 09, 2025 Position Summary We seek an SFC...-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional and Virtual Asset Portfolio Management. This role...

Company: SearchAsia
Location: Hong Kong
Posted Date: 11 Dec 2025

RESPONSIBLE OFFICER (TYPE 4 & TYPE 9)

Responsible Officer with Type 4 & Type 9 preferred, however, Type 4 & Type 9 Representative with above mentioned experience...): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support to senior...

Posted Date: 10 Dec 2025

Responsible Officer X 2 roles (Type 9) | (Real Estate / REITS)

Responsible Officer (RO) to oversee SFC Type 9 regulated activities . This is a senior role where you will take full... as Responsible Officer for SFC Type 9 regulated activities. Manage the end-to-end process of fund establishment and listing...

Company: Venturenix
Location: Hong Kong
Posted Date: 10 Dec 2025

Responsible Officer X 2 roles (Type 9) | Alternative Investment (Real Estate / REITS)

Responsible Officer (RO) to oversee SFC Type 9 regulated activities . This is a senior role where you will take full... as Responsible Officer for SFC Type 9 regulated activities. Manage the end-to-end process of fund establishment and listing...

Company: Venturenix
Location: Hong Kong
Posted Date: 09 Dec 2025

Responsible Officer - Type 1,4 & 9 (Operational management role)

: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...

Posted Date: 04 Dec 2025

SFC Type 9 Responsible Officer

. We are seeking a highly qualified professional to join our team as a Responsible Officer (RO) for Type 9 regulated activities..., focusing on public fund management. The successful candidate must be a current SFC Type 9 Responsible Officer qualified...

Posted Date: 04 Dec 2025

Responsible Officer - Type 1,4 & 9 (Operational management role)

Responsibilities: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4... by the Board of Directors. Requirements: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding...

Location: Hong Kong
Posted Date: 27 Nov 2025

RESPONSIBLE OFFICER (TYPE 9)

management services is urgently looking for the captioned position: Responsibilities Flexible Working Hour Actas Responsible... Officer with management responsibilities and duties to supervise SFC regulated activities of the firm Comply...

Posted Date: 10 Dec 2025

Responsible Officer (Type 1,4,9,license application)

licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...Key Responsibilities: Lead the application process for SFC Type 1, Type 4, and Type 9 licenses for a newly...

Posted Date: 17 Dec 2025

Responsible Officer (Type 1), Securities Firm

(Responsible Officer (RO) experience and substantive RO experience). Experienced in right issue and share placement... management experience in Hong Kong financial institutions holding Type 1/4/9 licenses. Understanding of the logic of overseas...

Posted Date: 16 Dec 2025

Responsible Officer (Internet brokerage ,Type 1,4,9)

licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...Key Responsibilities: Lead the application process for SFC Type 1, Type 4, and Type 9 licenses for a newly...

Posted Date: 14 Dec 2025

Responsible Officer - Asset Mgmt & Compliance

A property development firm in Hong Kong is seeking a Responsible Officer to supervise SFC regulated activities... for Types 4 and 9. Candidates should hold a degree in Business Administration or related fields, possess at least 3 years...

Posted Date: 10 Dec 2025

Responsible Officer - Type 1 & 4 (operational role)

: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...

Posted Date: 08 Dec 2025

Responsible Officer - Type 1 & 4 (operational role)

: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...

Posted Date: 06 Dec 2025

Responsible Officer - Type 1 & 4 (operational role)

Responsibilities: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4... by the Board of Directors. Requirements: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding...

Location: Hong Kong
Posted Date: 05 Dec 2025

Responsible Officer - Type 1 & 4 (operational role)

Responsibilities: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4... by the Board of Directors. Requirements: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding...

Location: Hong Kong
Posted Date: 04 Dec 2025

COO / Responsible Officer - Wealth Management

in all communications. The ideal candidate will be a responsible office with Type 1,4 or 9 licences, 10 years experience in operations...Our client is looking for a highly experienced and dynamic Chief Operating Officer (COO) to join our leadership team...

Posted Date: 04 Dec 2025

Part-Time Responsible Officer (RO)

. They provide a stable and supportive environment for our professionals to thrive. Position: Responsible Officer (RO) SFC... Officer for Licensed Corporations, specifically for Type 1, 4, and 9 regulated activities. Ensure full compliance...

Company: Robert Half
Location: Central, Hong Kong
Posted Date: 04 Dec 2025