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Keywords: Responsible Officers, Location: Hong Kong Island, Hong Kong

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Responsible Officer with SFC Type 4 & 9 licenses

objectives Screen investment projects, prepare analysis at various stages and be responsible for the trade execution Conducting... required SFC licenses (i.e. No. 4 & 9) to function as the fund’s Responsible Officer Significant working experience in mainland...

Posted Date: 08 Jan 2026

Responsible Officer, SFC Type 1&4

Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...

Posted Date: 03 Jan 2026

Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9)

Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9) Add expected salary to your profile for insights Monitor the... holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities Minimum 3-5 years solid...

Posted Date: 28 Dec 2025

SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9

SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9 Add expected salary to your profile for insights SFC... Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9 Our client is with SFC 1, 2,4,5,6 and 9 licenses and is looking for a RO...

Posted Date: 27 Dec 2025

Responsible Officer - Type 9 (Part-time) - Financial Institution

, Securities and etc) Your scope As a Responsible Officer and KIP, you will: Regulatory Leadership: Lead and manage the Type 9.... Your Qualifications Current SFC Type 9 RO Qualification: You must currently hold active SFC Type 9 Responsible Officer status. Public...

Posted Date: 27 Dec 2025

Responsible Officer X 2 roles (Type 9) | Alternative Investment (Real Estate / REITS)

Responsible Officer (RO) to oversee SFC Type 9 regulated activities . This is a senior role where you will take full... as Responsible Officer for SFC Type 9 regulated activities. Manage the end-to-end process of fund establishment and listing...

Posted Date: 27 Dec 2025

Responsible Officer (SFC Type1)

Job Title: Responsible Officer (SFC Type1) Location: Central, Hong Kong Main Responsibilities: Lead and manage... and Futures Commission (SFC) of Hong Kong regulations, guidelines, and internal policies. Act as the SFC's Responsible Officer...

Posted Date: 17 Dec 2025

Responsible Officer-Type 9

Position Summary We seek an SFC-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional...

Posted Date: 16 Dec 2025

Responsible Officer (Type 1), Securities Firm

(Responsible Officer (RO) experience and substantive RO experience). Experienced in right issue and share placement...

Posted Date: 16 Dec 2025

General Insurance Responsible Officer (GI RO)

General Insurance Responsible Officer (GI RO) Our client is a respected domestic general insurance brokerage firm... to scale, they are seeking a visionary General Insurance Responsible Officer (GI RO) to take the helm of their strategic...

Posted Date: 16 Dec 2025

Senior Responsible Officer: HK Securities Compliance & Risk

to SFC regulations. The ideal candidate will possess Responsible Officer licenses and have at least 3 years of experience...

Posted Date: 16 Dec 2025

SFC Responsible Officer & Compliance Supervisor

A financial and consulting services group is urgently seeking to hire a Responsible Officer in Hong Kong. The role...

Posted Date: 10 Dec 2025

Responsible Officer - Insurance Compliance Leader (Flexible)

A reputable insurance broker company in Hong Kong is seeking a Responsible Officer to ensure regulatory compliance...

Posted Date: 10 Dec 2025

Senior SFC Type 1 Responsible Officer - Securities Oversight

A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The... in Business Administration, Economics, or Finance, current Type 1 Responsible Officer status, and excellent command of English...

Posted Date: 10 Dec 2025

RESPONSIBLE OFFICER (TYPE 4 & TYPE 9)

): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support to senior... Responsible Officer with Type 4 & Type 9 preferred, however, Type 4 & Type 9 Representative with above mentioned experience...

Posted Date: 10 Dec 2025

Responsible Officer - Asset Mgmt & Compliance

A property development firm in Hong Kong is seeking a Responsible Officer to supervise SFC regulated activities...

Posted Date: 10 Dec 2025

RESPONSIBLE OFFICER (TYPE 1)

in ventures related to its core businesses and associated industries is looking for the following position: RESPONSIBLE OFFICER... (TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and manage...

Posted Date: 10 Dec 2025

持牌人 - Responsible officer/ Account Manager (EB/D&O)

. Job Description As a Responsible Officer, your main responsibilities will include: Ensuring compliance with insurance regulatory requirements... of contact for regulatory bodies within the insurance sector. The Successful Applicant A successful Responsible Officer...

Posted Date: 10 Dec 2025

RESPONSIBLE OFFICER (TYPE 9)

management services is urgently looking for the captioned position: Responsibilities Flexible Working Hour Actas Responsible...

Posted Date: 10 Dec 2025

Responsible Officer, Global Private Credits Investment Manager

Responsible Officer, Global Private Credits Investment Manager Responsible Officer and MIC for APAC Hub Global... Private Credit/Debt Investment Manager Promising and Rewarding Career Our Client Exciting Responsible Officer...

Posted Date: 10 Dec 2025