Requirements: Currently accredited by SFC as Responsible Officer for Type 1 licenses Minimum 5 years' experience in securities...Key Responsibilities: Lead the application process for SFC Type 1 licenses for a newly established financial...
A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The... in Business Administration, Economics, or Finance, current Type 1 Responsible Officer status, and excellent command of English...
(TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and manage... or above in Business Administration, Economics, Finance or related disciplines Currently holder of Type 1 Responsible Officer Experience...
: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...
Our client is a multi-asset class focused asset management company. Responsible Officer (Type 1 & 6... experience in Corporate Finance, FA/IFA, M&A projects activities Current holder of SFC Type 1 & 6 Responsible Officer License...
: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...
: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...
Holder of SFC Type 1,2,4,9 license; act as the sole RO for Type 1 activities is an advantage Minimum 3-5 years of relevant...
industry A licensed Responsible Officer with unconditional license under the SFC for Type 1, 2, 4 regulated activities...Responsibilities Report directly to CEO Supervise Type 1, 2, 4 regulated activities and monitor daily business...
A leading financial services firm in Hong Kong is seeking a Responsible Officer to oversee licensing and regulatory... compliance. The ideal candidate will have at least 10 years of experience and be a current holder of Type 1 and Type 4 licences...
Responsibilities Act as the Responsible Officer for Type 1 and Type 2 regulated activities under the SFO. Ensure that all business..., or a related field. Minimum 6 years of relevant experience in a financial services environment. SFC licensing for Type 1...
Responsible Officer to oversee and support the next stage of the Company’s growth & expansion; obtaining and maintaining SFC... Officer (RO), own the SFC Type 1 and 4 licence application and maintenance processes, supervise regulated activities. Liaise...
: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...
. They provide a stable and supportive environment for our professionals to thrive. Position: Responsible Officer (RO) SFC... Officer for Licensed Corporations, specifically for Type 1, 4, and 9 regulated activities. Ensure full compliance...
licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...Key Responsibilities: Lead the application process for SFC Type 1, Type 4, and Type 9 licenses for a newly...
, including advisory activities related to Listing Rules and / or Takeovers Code. Act as the Responsible Officer and in charge... or above in Finance / Accounting / Law or any relevant disciplines Eligible to be licensed as unconditional Type 1 and 6 Responsible...
A leading financial institution in Hong Kong is seeking a Responsible Officer (Type 1,2) to assist with compliance... in financial services, and SFC licensing for Type 1 and Type 2 activities. This on-site role offers competitive salary...
Job Responsibilities: The incumbent will be responsible for handling enquiries / feedback of customer and bank...
-motivated, proactive and high calibre individual for the following position: Responsibilities: Responsible for the daily... with less experience will be considered for the position of Assistant Sales Officer Interested parties please send resume with day time...
. We are seeking a dedicated and detail-oriented Senior Human Resources Officer to join our team. In this role, you will manage a full... a positive workplace culture and excel in a dynamic environment, we want to hear from you! Responsibilities: Responsible...