Requirements: Currently accredited by SFC as Responsible Officer for Type 1 licenses Minimum 5 years' experience in securities...
in ventures related to its core businesses and associated industries is looking for the following position: RESPONSIBLE OFFICER... (TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and manage...
A financial and consulting services group is urgently seeking to hire a Responsible Officer in Hong Kong. The role...
Responsible Officer, Global Private Credits Investment Manager Responsible Officer and MIC for APAC Hub Global... Private Credit/Debt Investment Manager Promising and Rewarding Career Our Client Exciting Responsible Officer...
A property development firm in Hong Kong is seeking a Responsible Officer to supervise SFC regulated activities...
A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The... in Business Administration, Economics, or Finance, current Type 1 Responsible Officer status, and excellent command of English...
): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support to senior... Responsible Officer with Type 4 & Type 9 preferred, however, Type 4 & Type 9 Representative with above mentioned experience...
management services is urgently looking for the captioned position: Responsibilities Flexible Working Hour Actas Responsible... Officer with management responsibilities and duties to supervise SFC regulated activities of the firm Comply...
. Job Description As a Responsible Officer, your main responsibilities will include: Ensuring compliance with insurance regulatory requirements... of contact for regulatory bodies within the insurance sector. The Successful Applicant A successful Responsible Officer...
A reputable insurance broker company in Hong Kong is seeking a Responsible Officer to ensure regulatory compliance...
This position requires a dedicated Responsible Officer/Account Manager to lead and oversee operations within the... to excellence and fostering a professional work environment. Description As a Responsible Officer, your main responsibilities...
A leading Corporate Finance Company in Hong Kong is seeking a Responsible Officer. The candidate should have over 5... years of experience in Corporate Finance, hold an SFC Responsible Officer license for Type 6 RA, and be proficient...
industry A licensed Responsible Officer with unconditional license under the SFC for Type 1, 2, 4 regulated activities...
: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...
Responsibilities Act as the Responsible Officer for Type 1 and Type 2 regulated activities under the SFO. Ensure that all business...
A leading financial services firm in Hong Kong is seeking a Responsible Officer to oversee licensing and regulatory...
license of Responsible Officer (Type 6) Detail‑oriented, proactive, able to work under pressure and independently Good...
Responsible Officer Our client is a leading Corporate Finance Company. Responsibilities Lead the projects... research as well as preparing proposals to facilitate regulatory checks Requirements Current holder of SFC Responsible...
or above in Accountancy, Finance or related disciplines. Current holder of Responsible Officer licenses registered under SFC (Type 6...
Responsible Officer to oversee and support the next stage of the Company’s growth & expansion; obtaining and maintaining SFC... compliance; previous experience as a Responsible Officer is preferred. In‑depth knowledge of Hong Kong securities and futures...