A financial institution in Hong Kong is seeking a detail-oriented Officer for their Risk Control Department. The role.... Responsibilities include conducting internal inspections, managing security assets, and ensuring compliance with regulations...
A renowned food and beverage group is seeking a Senior IT Audit Officer in Hong Kong. The ideal candidate will conduct... IT-related internal audits, prepare reports for management review, and maintain compliance under the Sarbanes-Oxley Act...
policies and internal control procedures to ensure adherence to regulatory requirements. Performing internal audits and risk...Compliance & Audit Manager (Compliance, Audit, Equities, Funds) (Securities) Client Description Company...
About the Company My client is seeking a detail-oriented and proactive Officer to join the Risk Control Department... Risk, Credit Risk, and Market & Liquidity Risk, to ensure company compliance and regulations. Responsibilities Conduct...
Risk Control & Compliance Assist in the execution and maintenance of controls to ensure daily operations comply... checks to mitigate risks and meet audit and regulatory requirements. Assist in promoting risk & control awareness...
funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external..., law or related field Experience in compliance/audit/operational risk Knowledge of regulations supervised by Regulators...
, or a related field. Minimum of 8 years’ experience in compliance, audit, or operational risk, with specific market compliance... expanding market compliance team. My client is looking for an experienced Equities Compliance Officer to support their markets...
of internal, tax and regulatory reporting Assist clients with portfolio and SPV accounting, payment services, audit and tax... support, waterfall, capital distribution Adhere to control framework including internal policies and procedures Manage year...
Strong knowledge on legal and regulatory requirements of AML and compliance Strong compliance and risk control concept Ability..., regulatory and internal requirements. Responsibilities: Take up the Money Laundering Reporting Officer (“MLRO”) role of the...
Knowledge of Risk/Compliance/Audit competencies Must possess business acumen and credibility to proactively identify... established by Compliance Department procedures Use online \"Cerved\" Italian Chamber of Commerce database for control Conduct...
training to all staff Liaise and co-ordinate with internal audit and compliance review functions for audits, reviews... to internal stakeholders Assist the development, implementation, review and enhancement of the AML / CFT framework including...