documentation is retained to support testing outcome. As part of an effective risk and control framework, Testing & Assessment... policies, procedures, and regulatory requirements to mitigate operational risk to the firm Execute testing of RCSA controls...
skills, developed through a consulting, audit, controls, QA or other similar function. The IQA Lead will be highly organized... audit planning and pre-validation testing. The Lead will demonstrate excellent people skills, given the level of interaction...
to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the Compliance, Conduct... and Operational Risk (CCOR) organization, you will be responsible for the execution of related testing activities, ensuring proper...
to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the Compliance, Conduct... and Operational Risk (CCOR) organization, you will be responsible for the execution of related testing activities, ensuring proper...
, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing.... CCOR Testing is a risk-based, point-in-time evaluation of the design adequacy and execution effectiveness of controls...
, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing.... CCOR Testing is a risk-based, point-in-time evaluation of the design adequacy and execution effectiveness of controls...
Job Category: Compliance & Ops Risk Testing Job Description: Join our team and lead the charge in shaping robust... Test Manager in the Testing Center of Excellence, you will lead in shaping the testing strategy across various business...
. As a Compliance Risk Management Lead, within the Asset & Wealth Management CCOR, you will support the marketing compliance program...: Line of Business (LOB), Product, Supervision, Legal, Controls, Digital, Social Media, Risk/Compliance teams...
box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, within the Asset.../expertise and assessment of compliance and regulatory risks with respect to marketing activities, processes and controls...