Management (HK) Ltd, Phillip Financial Advisors (HK) Ltd, Phillip Finance (HK) Ltd, Phillip Institute of Finance Learning Co Ltd... and CyberQuote (HK) Ltd. We offer a full range of financial services which include asset management, bond and securities broking...
. Job Description Oversee and manage the AML Transaction Monitoring and Fraud Risk Management team to ensure effective detection, investigation..., and recommend improvements to fraud detection systems. Prepare and present reports on fraud risk management activities and outcomes...
Responsibilities: Bid for projects of CB/PW & Commercial Business Unit Project management responsibility during the... of all necessary global functions’ proposal procedures and governance. Take the lead of Project calculation. Risk assessment...
teams, and external partners. Risk & Issue Management: Identify potential risks early and implement mitigation strategies...Key Responsibilities End-to-End Project Management: Drive planning, execution, and delivery of technology projects...
, IT, and risk management units, auditors, and regulatory authorities on compliance-related matters/issues Requirements... in handling product advisory for relevant departments, including wealth management, asset management, over-the-counter trading...
the head office, front desk, and Risk Department, to fulfill data requests. Update the ledger through the valuation... communication, good time management, and a keen attention to detail. Proficient in written and spoken English and Chinese; Mandarin...
awareness across all business units. Risk Management & Compliance Conduct risk assessments to identify potential operational... are highly preferred. Minimum 8 years of experience in internal control, audit, or risk management, with at least 3 years...
transactions, and succession instruments. Solid understanding of compliance and risk management procedures. Ability to coordinate... to build and sustain client and partner relationships. Previous client-facing and relationship management experience...
Responsibilities: Review product lifecycle management such as valuation reports and margin call Provide support..., settlement status and trade report for process management Monitor and enhance control processes related to regulatory reporting...
, customer-centric and able to work under pressure Credit Risk Management Enhanced Competency Framework qualifications... and any additional checks that verify identity and assess risk and potential. Responsible for performing credit activities including...
functions. Develop security strategies, review operational protocols & procedures and evaluate effectiveness. Conducting risk... analysis, reviewing investigation reports, and recommending corrective and preventive measures to the management. Attend...
, risk management, and trade life-cycle Experience with HKEX Client Connect, FINI, and trading platforms... / OTC products in local and global markets (e.g. US Markets) Oversee fails management, reconciliation, CCASS/DCASS...
services, IPO & placement Follow up confirmation, Fund transfer & Trading matching Perform compliance and risk management... securities, futures & options, asset management, corporate actions and other CCASS/DCASS operations Corporate actions, nominee...
, dependency management, resource allocation and smoothing, risk management, assumption management, budget control, etc. Working... lifecycle Actively using risk management approaches to maximise project delivery Managing an indirect delivery team often...
Requirements: University graduate or above Minimum 2 years of relevant fraud risk management experience in credit card issuing... handling Highly organized, independent with strong initiatives Excellent communication, interpersonal, people management...
Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial... market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries...
Requirements: University graduate or above Minimum 2 years of relevant fraud risk management experience in credit card issuing... handling Highly organized, independent with strong initiatives Excellent communication, interpersonal, people management...
. Risk Management Proactively identify, assess, and document operational risks inherent in the data lifecycle, including..., mitigate and resolve risk, conduct and compliance matters. Key stakeholders Management – Regional Head, Market Heads...
project risk, cost, schedule, quality, testing, communications, procurement and organizational change management... appropriate tools, manage, mitigate and report project risks and issues (RAID Log management) Collaborate effectively with the...
) is required. Job Description Lead end-to-end project management for customer ICT infrastructure projects, encompassing planning, scheduling, execution... control, risk mitigation, and progress reporting. Manage resource allocation, budgeting, and cost control to ensure efficient...