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Keywords: Securities and Futures Commission, Location: Hong Kong

Page: 1

Risk & Compliance Manager - HK-listed SFC Type 1 securities brokerage (Admiralty)

Kong Securities and Futures Commission, and our parent company is a Hong Kong listed company. As a member of the group... Securities and Futures Commission. Candidates with experience in off-exchange derivatives will be given preference. Possesses...

Posted Date: 04 Dec 2025

Sponsor Principal RO (Chinese state owned securities )

as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under the Securities and Futures Commission (SFC...

Posted Date: 30 Nov 2025

Manager, Securities Trading and Risk Management, Securities Department

regulatory requirements of the Hong Kong Monetary Authority (HKMA), Securities and Futures Commission (SFC), and Hong Kong Stock..., insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive...

Posted Date: 22 Nov 2025

Daytime Dealer/Trader-Securities WM department

Securities and Futures Commission (SFC) regulations and internal compliance policies, ensuring all operations meet AML and KYC...

Posted Date: 21 Nov 2025

Director of Sales and Marketing (Securities Firm)

teams with verifiable past sales performance records; familiar with securities, futures, virtual assets, and other products... commission and incentive assessment system to motivate team combat effectiveness. Manage the sales team and provide training...

Posted Date: 18 Nov 2025

Part-time Intern (6-Months Contract) - Complaints Team of Secretariat and External, CEO’s Office and Central Services

to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail... as collaboratively in a team environment. Proactive learner with a keen interest in the securities and futures industry, particularly...

Posted Date: 04 Dec 2025

Temporary Legal Executive (6-Month Contract) – Investment Products

Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address..., with a particular focus on company and securities law Preparing succinct and accurate research notes/ analysis Assisting in policy...

Posted Date: 04 Dec 2025

Administrator - Legal Services [Ref: SFC/ADM/LSD/251128]

Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address...

Posted Date: 04 Dec 2025

Assistant Manager - Investment Products [Ref.: SCMP/AM/IP/250110]

Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address.... If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of our expanding team...

Posted Date: 04 Dec 2025

Temporary Manager (6-Month Contract) - Enforcement (Investigation - Corporate Misconduct Team) [Ref: SFC/TM/INVCMT/ENF/251125]

experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18...

Posted Date: 04 Dec 2025

Manager - Intermediaries (Off-site Supervision)

, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island... controls of securities and futures brokers. You must be assertive and an active team player with strong analytical...

Posted Date: 04 Dec 2025

Temporary Manager (6-Month Contract) - Enforcement (Investigation - Corporate Misconduct Team)

salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay...

Posted Date: 04 Dec 2025

Manager - Investment Products (Structured Products)

Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address...

Posted Date: 04 Dec 2025

Manager - Investment Products [Ref.: SCMP/MGR/IP/250110)]

salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the...

Posted Date: 04 Dec 2025

Manager - Investment Products (Structured Products)

Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong All applications...

Posted Date: 04 Dec 2025

Manager - Intermediaries (Off-site Supervision)

salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay... and regulations and be familiar with the business practices, operations, risks and compliance controls of securities and futures...

Posted Date: 04 Dec 2025

Temporary Legal Executives / Paralegals (12-Month Contract) - Legal Services

, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands...

Posted Date: 04 Dec 2025

Manager – Intermediaries (Ref.:SCMP/M/LIC/INT/250905)

Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division... on the business activities that are regulated by the Commission under the Securities and Futures Ordinance. Exciting...

Posted Date: 04 Dec 2025

Temporary Senior Manager (1-Year Contract) - Supervision of Markets

with details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F... with at least ten years of solid and relevant experience within the securities and futures industry or regulatory bodies. A comprehensive...

Posted Date: 04 Dec 2025

Temporary Legal Executives – Enforcement [Ref.: SFC/TLE/ENF/250117]

, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island... under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal...

Posted Date: 04 Dec 2025