with the Securities and Futures Commission (SFC) and/or other regulatory bodies. Develop and implement a comprehensive plan... compliance; previous experience as a Responsible Officer is preferred. In‑depth knowledge of Hong Kong securities and futures...
requirements Must understand the rules of the Hong Kong Stock Exchange (HKEX) and the Securities and Futures Commission (SFC...
platforms for the Securities and Futures Commission (SFC), ensuring high availability and providing occasional after-hours...
Monetary Authority and Securities Futures Commission Type 1 and 4, Chartered Financial Analyst or other related qualifications...
Notes; Holder of Securities and Futures Commission (SFC) Type 1 and 4 license; Self-motivated with strong communication...
reconciliation Ensure settlement activities comply with the compliance requirements of the Hong Kong Securities and Futures... Commission (SFC) Requirement Bachelor's Degree in Finance or Accounting 3-5 years of experience in OTC derivatives...
audit firms Strong understanding of Securities and Futures Commission (SFC) and Insurance Authority requirements...
such as Hong Kong Securities and Futures Commission ("SFC"), Hong Kong Monetary Authority ("HKMA") Good communication skills...
requirements Must understand the rules of the Hong Kong Stock Exchange (HKEX) and the Securities and Futures Commission (SFC...
all settlement activities are compliant with the Hong Kong Securities and Futures Commission (SFC) regulations. Perform... checks. Collaborate closely with the trading desk to execute fund transfers, securities transfers, and other related...
on Types 1, 4, 6 and/or 9 regulated activities under the Securities and Futures Ordinance in Hong Kong. We are also authorized... Excellent in presentation and team working skills Compensation and Benefits: 1. Allowance + commission + monthly bonus...
) and Securities and Futures Commission Skills and Experience Spot opportunities Solve problems Take the lead Build resilience...
regulators: Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission Key Stakeholders Constantly engage... in HK Business To assist Cash Equities Team Head in achieving revenue target To provide securities execution...
: Responsible for preparing materials for the companys application to the Hong Kong Securities and Futures Commission (SFC... Type 1 (Securities Trading), Type 4 (Advising on Securities), or Type 9 (Asset Management), with demonstrated experience...