with international trade rules, regulations and internal policies Conduct OFAC checking (i.e. Sanction and AML) on trade finance... in formulating operations strategies and identify improvement opportunities Immediate escalation of all issues / risk to Senior...
and Development. We are currently seeking a high caliber professional to join our team as Case Manager, reporting to Senior Manager... industry Possess solid product knowledge Understanding AML, KYC, CDD, EDD, Sanctions and all Risk activities Strong service...
and assess their impact on the Bank's operations. Prepare compliance reports for senior management and regulatory bodies... the Code of Conduct, Fund Manager Code of Conduct, and licensing requirements), HKMA guidelines, and AML/CFT framework...
-to-end audit assignments, including reviewing trade lifecycles, client onboarding (KYC/AML), segregation of duties... these findings to Senior Management. Monitor the implementation status of audit recommendations and conduct follow-up...
and Development. We are currently seeking a high caliber professional to join our team as Case Manager, reporting to Senior Manager... industry Possess solid product knowledge Understanding AML, KYC, CDD, EDD, Sanctions and all Risk activities Strong service...
, often presenting insights directly to senior stakeholders and regulatory bodies. about the job. As the AVP/VP... of transaction monitoring rules (specifically within AML platforms like NICE Actimize) to reduce false positives and capture genuine...
for business departments in TMD for NPEWG's concurrence Perform compliance/risk assessment (e.g. FATCA, AML, Volcker assessment... with more experience would be considered as Senior Risk and Compliance Manager) Please apply online via the BEA Careers website at https...
any queries by Compliance/Uplift teams Escalate potential AML concerns or documentation gaps to Compliance or relevant control... experience in KYC/CDD, AML Compliance, financial crime remediation including large scale remediation or uplift programmes...
corporate clients across multiple sectors. Develop long-term, strategic partnerships with senior stakeholders at client... standards, and KYC/AML requirements. Maintain robust oversight of credit exposure, client profitability, and deal execution...
compliance, drives innovation, and acts as the primary liaison with senior management and external partners. The Job Lead... and approve internal and external flash report communications and updates, ensuring alignment with senior management...
organizations, and internal leadership Relationship Building: Proven ability to develop and maintain senior executive relationships... Kong financial services regulations, AML/KYC requirements, or corporate compliance Why This Role Matters This position...
, but not limited to, Group Compliance Policies and Procedures (AML & CTF, Sanctions Policy, Data Protection Policy, Fraud Control... such information on a need‑to‑know basis only to Senior Management of QNB, Audit and Compliance functions, and relevant Regulators...
, investment management agreements) Provide legal support on fund structuring, investor onboarding (KYC/AML), and regulatory... law developments General Legal Support Assist senior lawyers in transaction execution, due diligence, and contract...
are launched in compliance with regulatory requirements, and oversee the firm’s financial crime controls (KYC, AML, Sanctions... regulatory change, driving second line monitoring and oversight, and providing assurance to senior management and the Wise Hong...
and controls for digital asset and stablecoin activities Manage AML/KYC, transaction monitoring, and enhanced due diligence... and external compliance partners Provide compliance advisory to business units and senior management on digital asset initiatives...
, stablecoin, KYC/AML) and related security mechanisms (e.g., cryptography, key management, privacy protection) is preferred... and written English and Chinese, including Putonghua Candidate with less experience will be considered as Senior Analyst...
risk and resilience monitoring duties, especially for non-AML related items such as fraud, guidelines issued by Insurance... Job Act as the subject matter expert of LO for regulatory (mainly non-AML related like FATCA & CRS) matters Manage regulatory...
, and internal controls to align with Hong Kong and Cayman regulations; Conduct thorough KYC/AML due diligence, particularly..., license applications, client complaints, and reporting requirements as directed by senior management. Requirements...
and report findings to senior management. Collaborate with various departments to ensure a cohesive approach to compliance... of relevant laws and regulations (e.g., AML, KYC, GDPR). Excellent analytical, communication, and problem‑solving skills. SFC RA...
. Prepare detailed risk reports and presentations for senior management. Stay updated on evolving regulatory frameworks (e.g...., AML/KYC requirements) and implement changes to client onboarding and review processes. Support ad-hoc duties...