A leading financial market operator in Hong Kong seeks a compliance and enforcement professional to oversee various... regulatory practices. The ideal candidate will have a degree in finance or law, at least 3 years of relevant experience in audit...
Associate (Regulatory/Funds) | 2-4 PQE | Hong Kong Our client, a top international law firm, is seeking a 2-4 PQE... Associate to join its Financial Markets team in Hong Kong. This is an opportunity to specialize in regulatory and funds-related...
Job Category: Program & Project Management Job Description: As a part of the Regulatory & Reporting team in the... APAC Testing Centre of Excellence (TCoE), you will play a pivotal role in managing regulatory interactions, governance...
rotational opportunities across functions, supporting HKEX's regulatory and compliance efforts Engage with senior management... dedicated to mastering regulatory standards, ensuring compliance excellence, and contributing to the integrity of Hong Kong...
+: As a Senior Research Compliance Associate, you’ll take ownership of key compliance initiatives while leading and mentoring team... Compliance Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
of regulatory and technical innovation. The opportunity We are hiring for two Compliance Associate positions: One role suited.... What you will do Working alongside Cognitive GRC consultants, you will: Support clients with day‑to‑day SFC and regulatory compliance...
meets AlphaSights’ and clients' expectations. Years 2+: As a Senior Research Compliance Associate, you’ll take ownership... Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research teams...
standards Years 2+: Advance to Senior Research Compliance Associate, leading initiatives and mentoring team members Years 3... insights to top-tier clients worldwide. As a Research Compliance Associate, youll help ensure that all research activities meet...
role that encompasses both regulatory compliance and AML/CFT responsibilities, supporting our business operations... regimes, manage regulatory relationships, and support business growth while maintaining the highest compliance standards...
to ensure compliance with applicable regulatory requirements and internal policies. Prepare and update policies and procedures.... Monitor key compliance issues and ensure prompt escalation to senior management or designated committee. Liaise with relevant...
and regulatory compliance, and assisting senior lawyers in transaction execution. A law degree is required, and proficiency...
Transformation and Projects (15%) Support the Associate Director, Corporate Compliance and senior management with managing... from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads...
new regulatory developments and articulate business impact. Participate in compliance monitoring and testing, including... from senior Global Compliance management. Work with Head of Compliance, Greater China and first- and second-line teams (Risk...
Transformation and Projects (15%) Support the Associate Director, Corporate Compliance and senior management with managing... from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads...
Recruit Ref: L0604214047 Posting Date: 2026-02-10 PwC Senior Associate/Manager - Risk and Regulations - FS...) - Financial Services We are seeking a highly motivated Senior Consultant to join our Governance, Risk and Compliance & Internal...
Recruit Ref: L0604214077 Posting Date: 2026-02-10 PwC Senior Associate/Manager - AML System Implementation... complex regulatory landscapes, and collaborate with senior stakeholders across banking industries. Responsibilities...
The Senior Associate, Treasury Settlement will play a vital role in ensuring the accurate and timely processing... to resolve settlement issues. Monitoring compliance with regulatory requirements and internal policies. Preparing reports...
Overview Your new company A foreign securities firm is looking for Associate - Senior Associate... in a timely manner. Identify, escalate, and manage risks within the scope of responsibilities, ensuring compliance with internal...
Associate / Senior Associate to join their operations team. The main focus of this role is supporting the accurate and timely.... Prepare routine settlement reports and assist with basic audit or regulatory requests. Work closely with front office...