to deliver it. Approval of First Line Financial Crime Assessments for submission to Senior Management Development of MI... with and raising issues to senior management and 2LOD in a timely manner including iSARs. Carry out any other operational tasks deemed...
of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner. Support the Senior Compliance..., and Senior Management, fostering a good other duty as assigned by Compliance Management. Work with the Senior Compliance office...
/CDD, monitoring, regulatory compliance, and governance - and who appreciates the exposure, autonomy and hands-on nature... of reporting for senior management and the Board. Act as Secretary to the Compliance Committee. Maintain client identity records...
. Support the MLRO in overseeing the UK AML/CTF Programme, including customer onboarding, CDD/KYC, EDD, and ongoing monitoring... reports to senior management and relevant committees. Support regulatory change management by monitoring developments...
client onboarding, working closely with senior leadership to uphold the highest standards of risk management. The firm... robust and risk-based. Performing thorough CDD and identifying where enhanced measures are necessary for high-risk matters...
and Senior Consultants. Job description: Looking to hire a Senior Consultant to support our growing CDD team. Established... experience of Commercial Due Diligence experience required. Experience owning sections of CDD reports and analysis...
and matter opening, conflict checking, AML CDD, risk assessments, data collection and quality control, and monitoring of non... Senior Compliance Officers and fifteen Compliance Officers to ensure a high level of professional expertise and service...
. Duties and Responsibilities Matter Management Supporting fee earners and Senior Legal PAs in the smooth running of the..., particularly around new matters, retainer letters, conflict checks, searches, CDD & KYC. Ensuring all documents are maintained...
the team's proposition, culture, and market presence. The role will focus primarily on Commercial Due Diligence (CDD..., telecoms, data centres, fibre, and digital services. Key Responsibilities Lead and deliver end-to-end CDD engagements...
alongside a Senior Consultant. You'll work with autonomy while contributing to high-quality deliverables and client outcomes... deliverables for Senior Consultants and Principals to present to clients. Work across multiple engagements simultaneously...
/KYC/KYB onboarding for mid-risk and high-risk merchants. Conducting and reviewing CDD/EDD, ownership structures, UBO... with risk tiers. SARs/STRs reporting Maintaining AML, CDD, EDD, onboarding and monitoring policies, ensuring they remain up...