Growing broker dealer client is seeking a Senior Futures Compliance leader to oversee its U.S. FCM, IB, and GIB... and supervise advisory staff. Ensure compliance with National Futures Association (NFA), Commodity Futures Trading Commission...
. The ideal candidate will have a strong understanding of commodity derivative products, experience with monitoring market... to create a strong working relationship between risk and broker teams, and work with leadership to deliver on strategic vision...
chain customer relationships both directly and through Bunge's broker sales network. Preferred Locations: Baton Rouge... / regional chains (Technomic Top 101-500) Train and manage tactical activities of Bunge's broker network in the assigned region...
stakeholders on implementation and development of Securities & Exchange Commission (“SEC), Commodity Futures Trading Commission... swaps; assist in overseeing the Volcker Rule compliance program; and report and escalate to senior management on regulatory...
Manager, the Trade Compliance and International Logistics Specialist III is the Senior Lead position that will lead the... for customs broker. Audit invoices for entry accuracy and fees, code & approve for accounts payable (a/p). Management of ensuring...
is also a relentless problem solver. Collaborates and influences cross functionally with internal Commodity Management, externally... that everyone plays a pivotal role in our collective success. You will report to the Senior Director of Planning, who is committed...
/ Broker Dealer regulation are highly desirable, preferably within the associated areas of operations, risk management... to interact effectively with mid and senior-level managers Ability to prioritize assignments to meet critical deadlines...
in learning the technical components of complex trading systems. This role will work closely with the Senior Business Analyst...% of the world's central banks, trust ION solutions to manage their cash, in-house banking, commodity supply chain, trading...
million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets..., covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge...
million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets..., covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge...
Group, Inc. and its subsidiaries, which include two registered investment advisers, a broker-dealer, and a transfer agent... organization and its senior leadership team. In addition, the attorney will have opportunities to play a key role in connection...
million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets..., covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge...
as assigned by supervisor and/or Compliance senior management. Assist in the maintenance of the Watch and Restricted Lists... required FINRA Broker Dealer experience Strong knowledge of financial markets, investment banking, capital markets and products...