enhancement or operation of the compliance program at the direction of the Senior Director of Compliance. What You'll Bring 5... globally. We are seeking an experienced compliance professional to join our team and support compliance for our SaaS platform...
of experience in employee trade surveillance to administer trading policies, manage restricted lists, and use compliance monitoring... trading program, monitoring employee trades to prevent conflicts of interest and ensure policy compliance. Participate...
Associate, Investment Compliance – Private Deals / Control Room New York, NY (Hudson Yards) | Hybrid (2/3 schedule...) A leading global investment platform with $100B+ AUM is seeking an Investment Compliance Associate to join its growing New York...
Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team... function. Safeguarding the reputation of Compliance's good governance depends on us. The Senior Compliance Office provides...
US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance... The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance...
US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years... area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance...
for follow-up. Draft reports for Compliance Risk Metric Group’s monthly “Heatmap”. Ad hoc assignment reporting to Senior... Engagement Associate/AVP is primarily responsible for assisting FIU-EET in investigating and responding to external inquiries...
for follow-up. Draft reports for Compliance Risk Metric Group’s monthly “Heatmap”. Ad hoc assignment reporting to Senior... Engagement Associate/AVP is primarily responsible for assisting FIU-EET in investigating and responding to external inquiries...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: This Senior...
Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
A leading global investment platform with $100B+ AUM is seeking an Investment Compliance Associate to join its growing... first compliance hire in the New York office, reporting directly to the senior compliance lead. Platform in growth mode...
, Associate Director of Compliance and senior management with the development and implementation of new programs, protocols... on a regular basis. The Compliance Specialist is also responsible for working with the Compliance Manager, the Associate Director...
, Associate Director of Compliance and senior management with the development and implementation of new programs, protocols... on a regular basis. The Compliance Specialist is also responsible for working with the Compliance Manager, the Associate Director...
Industry/Sector Not Applicable Specialism TRS Consulting Management Level Senior Associate... while collaborating with clients to implement impactful strategies. As a Senior Associate, you will analyze complex problems, mentor...
Join this fast-paced team as an Associate with a focus on Equities Product Control. As a Senior Associate Equities... accuracy and timeliness in data submission. This comprehensive pack is reviewed by senior management on a monthly basis...
Fund Management Senior Associate / Manager – Private Credit (NYC or Boston) Location: New York, NY (preferred...) or Boston, MA Work Model: Hybrid (3 days onsite) Level: Senior Associate or Manager (depending on experience) A leading...
, and collaborating across one of the world's most innovative financial organizations. As a Senior Product Associate in Embedded Finance... completion of ad-hoc activities across functional partners and ensures adherence to the firm's risk, controls, compliance...
Senior Associate, Product Manager - Capital One Travel Product Management Product Management at Capital... to be regularly worked. New York, NY: $121,300 - $138,400 for Sr. Associate, Product Management Candidates hired to work...
team as a Senior Associate. In this role you will support in the development, planning, buying, executing and measuring... media plans for designated shopper/commerce media clients. As a Senior Associate, you will create, innovate, and guide...
in the U.S. We serve as the captive finance partner to seven domestic and global auto manufacturers. As a Senior Associate..., Global Sustainability, Government Relations & Public Policy, Marketing, Product, Operations, Controls, and Compliance...