Strong Experience on automation controls Strong sense of compliance and risk control Attention to detail and accuracy imperative Position Purpose The main purpose of the team is to ensure timely, consistent and exhaustive transaction...
A global hedge fund in Hong Kong is seeking a Control Room Analyst to support market activity and compliance monitoring. The role involves analyzing large datasets and requires a degree and 3+ years of relevant experience. Proficiency in pr...
A prestigious investment firm in Hong Kong is seeking a Control Room Analyst to manage compliance with wall-crossing events and analyze large datasets. The ideal candidate will hold a Bachelor’s degree and have at least 3 years of Control R...
A top-tier hedge fund in Hong Kong is seeking a Compliance Analyst to manage wall-crossing events and monitor global trading restrictions. The ideal candidate will have a Bachelor’s degree and at least 3 years of relevant experience in comp...
Our company is a leading electronic service provider in providing security, IOT & AI solutions in Hong Kong, and Macau. Our company was established in 2001, and have expanded and developed into an industry leader today owing to our exclusiv...
A global financial services company in Hong Kong is seeking an Associate for its Control Group Sales & Trading coverage. The role involves providing compliance guidance, monitoring trading activity, and maintaining the Firm's Watch and Rest...
Looking for big 4 financial services audit bkgd ! Looking for non brokerage firm audit candidates ! About Our Client The client is a leading financial market operator that oversees trading activities across cash and derivatives market...
A leading financial market operator in Hong Kong seeks a compliance and enforcement professional to oversee various regulatory practices. The ideal candidate will have a degree in finance or law, at least 3 years of relevant experience in a...
, including troubleshooting system problems with contractors, supporting system operations, surveillance to abnormal security...
monitoring platform to enable real-time surveillance and early warnings for core risks, including market risk, credit risk...
, market data dissemination and surveillance monitoring in cash and derivatives markets. We play a critical role in managing...
largest retailers in the world, performing market surveillance, auditing and inspecting the products we put...
is a must. Strong knowledge of regulatory requirements (e.g., AML, KYC, data privacy, financial regulations). Strong background in surveillance...
and monitoring epidemiological studies related to infectious disease surveillance and pandemic preparedness; managing and analyzing...
to competitor analysis through surveillance of industry trends market information and best practices. Lead cross-functional teams.... Responsibilities include capital review ongoing surveillance and ensuring compliance with investment-related regulatory requirements...
Responsibilities Assist in day-to-day compliance matters including trade surveillance work Provide compliance advice...