: As a Compliance, Conduct and Operational Risk (CCOR) - Surveillance Lead (Wealth Management Trade Surveillance) - Vice President..., you will play a crucial role in Risk Management by conducting reviews of trade surveillance alerts related to Market Manipulation...
and striving to be best-in-class. Job Summary: As a Compliance, Conduct and Operational Risk (CCOR) - Surveillance Lead (Wealth... Management Trade Surveillance) - Vice President, you will play a crucial role in Risk Management by conducting reviews of trade...
of experience in the job offered or as Surveillance Lead, Surveillance Analytics Associate, or related occupation. Skills... and communications surveillance, specifically data-driven threshold tuning and optimization, surveillance coverage, and innovation...
Serves as a Data Scientist for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the... appropriate resolution of the matter, which may include employee discipline. . The ICRM Global Surveillance platform encompasses...
and implementation of the communication surveillance program Act as project lead for technology efforts with internal and external IT... for the development, enhancement and maintenance of communication surveillance applications and platforms. Responsible...
, Head of Communications Surveillance to lead and enhance its communications surveillance framework across the Americas... changes and business needs, ensuring a robust and effective communications surveillance program. Role Objectives Lead...
the envelope to enhance, build, and deliver top-notch technology products. As a Senior Lead Software Engineer... of programming language(s) - Unix Bash scripting, Python, and Java programming languages for Automation, Monitoring and Surveillance...
on solving challenging business problems such as Anti-Money Laundering and Surveillance through data science and machine learning... techniques across Risk, Compliance, Conduct and Operational Risk. As an Applied AI ML Lead on the team, you will have the...
is essential in supporting the overall company goal for topline results. What You Will Do Shortage Lead the store executive... to achieve, every day in every store and office, with every customer and associate Role model exemplary service and lead the...
projects and workstreams to implement transaction reporting regulation changes. Role will provide project lead oversight... Monitoring, Surveillance, and Testing Policies, Procedures, and Guidelines Management Process Design Program Management...
engagements. Lead the Research Monitoring Oversight function, ensuring robust oversight of interactions between Investment... and ethical standards. Lead compliance initiatives to monitor for adherence to compliance policies, ensuring global consistency...
, pharmacovigilance practices, safety surveillance and risk-management practices. About You You are a seasoned physician with deep... as needed. Lead development of Risk Management Plans, implementation, and evaluation of their effectiveness. Ensure safety issues...
and directions. Develop effort estimates using an in-house developed estimating tool. Lead the creation of proposals and statements... laundering (AML), fraud prevention and/or brokerage / deal surveillance - Preferred What's in it...