A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework... of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the ability...
Key Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance... of internal policies and procedures related to trade surveillance Participate in regulatory examinations and audits...
or Surveillance and Compliance. You can expect an autonomous but fast-paced work environment where you are recognized... more productively and effectively by providing solutions that meets the needs customer in the regulatory and surveillance space...
Regional Transaction Monitoring Specialist (Officer to Assistant Manager level) Expansion Transaction Monitoring... comprehensive lending, syndicated loan and structured finance services to search for Transaction Monitoring Specialist to cater...