Job Description Due to continued business growth, we are now hiring for an experienced Trade Surveillance Analyst... as a subject matter expert Undertake daily trade surveillance and investigate alerts to identify potential market abuse...
Analysts to join this fast-paced remediation programme. Role Overview As a Trade Surveillance Analyst...About the Project We are supporting a major consultancy on a large-scale Trade Surveillance Alert Review project. The...
Must have skills Trade surveillance / monitoring related experience in financial services Knowledge of market abuse regulations... You will be part of a team responsible for undertaking thematic reviews, regular testing and market abuse surveillance for the global...
We are seeking a highly motivated Trade Surveillance Officer (Analyst or Associate level) to join our London-based... or certifications (e.g., CISI, FINRA) are desirable Experience Prior experience in trade surveillance, e-communications...
with trade surveillance e.g. by checking and collecting information relating to alerts. Carrying out due diligence on third.... They are looking for a graduate Compliance analyst who is used to working in a small firm who will have had exposure to a range of compliance...
with trade surveillance e.g. by checking and collecting information relating to alerts. Carrying out due diligence on third.... They are looking for a graduate Compliance analyst who is used to working in a small firm who will have had exposure to a range of compliance...
, Trade Surveillance. Experience of performing gap analysis and eliciting and capturing and defining requirements... to regulatory requirements and expectations through compliance policies, advisory activity, training, monitoring, surveillance...
, Trade Surveillance. Experience of performing gap analysis and eliciting and capturing and defining requirements... to regulatory requirements and expectations through compliance policies, advisory activity, training, monitoring, surveillance...
Compliance Manager when needed. Support additional activities such as trade surveillance, monitoring (voice/e‑comms), reviewing... market. The firm provides a range of corporate banking, trade finance, and treasury services while maintaining...
in Compliance trade surveillance and Financial Crime (AML, KYC, and Sanctions screening) is a must to ensure quick understanding... of Business Analyst engagement throughout the Project Development Lifecycle including but not limited to: Formulating...
(payments, cards, digital channels) Trade/market surveillance or conduct risk investigations Experience building and shipping... and roadmap for our Sensa Investigation – the central case management, workflow, and analyst experience layer across our financial...
screening investigations Fraud investigations (payments, cards, digital channels) Trade/market surveillance or conduct risk... the product vision and roadmap for our Sensa Investigation – the central case management, workflow, and analyst experience...