for analysing alerts generated by transaction monitoring system as well as other non-automated cases with financial crime or money... Minimum 3 years and above (for Associate/Team Lead role) of AML / transaction monitoring experience Familiar with local...
transaction agreements, marketing materials, and internal approval documents. Track project progress, coordinate with internal... management, including monitoring fund transfers, coordinating repayments and interest payments, and tracking collateral status...
, and be able to perform primary trading responsibilities, as needed Executing and closely monitoring European equity trades... an active role in the ETF Business. Maintaining internal data sets including commissions, attribution, and transaction cost...
system. Perform daily pre- and post-trade monitoring, address intraday transaction alerts, and ensure timely resolution... with internal policies and procedures. Assist in reviewing and monitoring the Company’s existing and new businesses to ensure...
. Conduct ongoing risk assessments and transaction monitoring to detect suspicious activity. Own FCC tooling architecture... analytics, transaction monitoring, and case management. Define data pipelines, schemas, alerting, and model governance...
the full spectrum of credit process, including new transaction pitching, term sheet drafting, price setting, preparing... credit application report for credit approval, loan documentation, post disbursement credit monitoring, credit review...
-to-date and meet with current statutory and regulatory requirements; and oversee the systems which include monitoring effectiveness... and procedures in accordance with head / regional office guidelines and/or relevant laws and regulations of major jurisdictions...
patterns. Monitor wallet transaction flows and signals for anomalies, abuse, and drift. Establish secure configuration...). Incident response and resilience Tune monitoring for custody alerts: wallet anomalies, access violations, and key events...
database, managing client profiles, account information, and transaction records. Independently prepare and present daily... and status monitoring. Assist the sales team in completing business application forms (e.g., account opening, information...
derivatives, and structured products. Handle trade execution and monitoring and maximize best execution of orders for clients... standards Perform suitability risk monitoring, ensure trade executions adhere to the risk management & monitoring framework...
, ensuring adequate mitigation of key tax risks and all transaction documentation is appropriate from a tax perspective... perspectives Monitoring of qualifying conditions and relevant thresholds for the various applicable tax regimes for the APAC real...
to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA... for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT...
Laundering - Transaction Monitoring System / AML NC - Anti Money Laundering - Name Checking System / AML SC - Anti Money... (during office and non-officer hours) Report to Head of IDEP-RC and management regularly Ensure that all project deliverables...
, financial and social aspects. Most of our roles are hybrid, meaning that colleagues benefit from working in our office... and filing security interests at the Hong Kong Companies Registry – completion of forms and filing process. Monitoring receipt...
(Short): Central, HKG Work Type: Office Working Employment Type: Permanent Posting Start Date: 23/09/2025 Posting End... Date: Job Description: Job Summary Working closely with the Head of Client Coverage, Transaction Banking (TB), Markets and key Corporate & Investment...
in every transaction handled. Collaborate effectively with internal teams including Front Office staff to facilitate smooth..., monitoring settlement activity across various markets, and amending trades where necessary. You will work closely with agents...
, HKG Work Type: Office Working Employment Type: Permanent Posting Start Date: 10/10/2025 Posting End Date: 30/11... Manage end to end for all Banking Operations related processes connected with client servicing and transaction execution...