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Keywords: Vice President, Corporate Compliance (Code of Ethics), Location: New York City, NY

Page: 1

Vice President, Corporate Compliance (Code of Ethics)

and regulations. Ares is seeking a Vice President to join our Compliance team to serve as a member of the Firm’s Code of Ethics... matters; Investment Adviser Compliance (including Code of Ethics), which administers global policies and central compliance...

Posted Date: 29 May 2025

Assistant Vice President, Legal Counsel, Corporate Ratings

experience to support its U.S. Corporate Ratings business. Reporting to the Vice President, Corporate Ratings, Legal... will be reviewed to ensure they meet Code of Ethics requirements. If any conflicts of interest are identified...

Company: DBRS Morningstar
Location: New York City, NY
Posted Date: 10 Apr 2025

Assistant Vice President, Legal Counsel, Corporate Ratings

experience to support its U.S. Corporate Ratings business. Reporting to the Vice President, Corporate Ratings, Legal... will be reviewed to ensure they meet Code of Ethics requirements. If any conflicts of interest are identified...

Company: Morningstar
Location: New York City, NY
Posted Date: 10 Apr 2025

Assistant Vice President, Credit Ratings, ABS Surveillance

Morningstar DBRS is seeking an Assistant Vice President for our ABS – Surveillance team in the New York office... Code of Ethics requirements. If any conflicts of interest are identified, then you will be required to liquidate...

Company: DBRS Morningstar
Location: New York City, NY
Posted Date: 04 May 2025

Assistant Vice President, Credit Ratings, ABS Surveillance

Morningstar DBRS is seeking an Assistant Vice President for our ABS – Surveillance team in the New York office... Code of Ethics requirements. If any conflicts of interest are identified, then you will be required to liquidate...

Company: Morningstar
Location: New York City, NY
Posted Date: 04 May 2025

Vice President, Financial Institution Ratings - U.S. Banks

will be reviewed to ensure they meet Code of Ethics requirements. If any conflicts of interest are identified... group, which also includes our Corporate Finance and Sovereign ratings teams. The analyst...

Company: Morningstar
Location: New York City, NY
Posted Date: 17 Apr 2025

Vice President, Financial Institution Ratings - U.S. Banks

will be reviewed to ensure they meet Code of Ethics requirements. If any conflicts of interest are identified... group, which also includes our Corporate Finance and Sovereign ratings teams. The analyst...

Company: DBRS Morningstar
Location: New York City, NY
Posted Date: 17 Apr 2025

Senior Associate, Investor KYC Compliance

, and regulatory obligations. Reporting relationships Reports to: Vice President, Compliance Primary functions... Department oversees and manages Ares’ global regulatory compliance and ethics program. Under the leadership of the Global Chief...

Posted Date: 17 May 2025
Salary: $120000 - 140000 per year