Our client, an established asset manager with SFC Type 1 4 9, is currently looking for a Compliance Manager to monitor... transaction cases Build and strengthen thein-house compliance & risk management framework Roll out compliancepolicies...
Our client is an international asset management firm seeking a detail-oriented Compliance Manager to join their team.... Responsibilities Maintain and update the Firm’s Compliance Manual and internal policies to ensure alignment with regulatory...
Vice President / Manager, Compliance (Asset Management) Job ID: [protected-phone-number] Industry: Banking... of Compliance and manage all compliance issues for the sector of Asset Management. Liaise with HKEX, SFC and relevant regulatory...
Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team.... This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds...
- Review and update the Firm's Compliance Manual and other internal policies and procedures to ensure alignment..., prepare relevant announcements, regular SFC reporting, KFS and prospectuses updates. - Conduct pre-trade compliance control...
A leading asset management firm is seeking a Compliance Manager in Hong Kong to monitor compliance and manage legal... issues. Responsibilities include drafting legal documents, reviewing contracts, and ensuring compliance with all regulations...
A financial services consultancy based in Hong Kong is seeking a Vice President / Manager, Compliance in Asset... Management. The role involves managing compliance issues, liaising with regulatory bodies, and evaluating compliance risks. The...
expanding asset management firm. Serve as the Manager-in-Charge (MIC) for Compliance, ensuring regulatory accountability...Compliance, Asset Management Your new role Oversee compliance activities for the Hong Kong office of a rapidly...
Company Overview: Sunshine Asset Management Co., Ltd. (hereinafter referred to as "Sunshine Asset" or the "Company...") was established on December 4, 2012. It originated from the Asset Management Center of Sunshine Insurance Group, which traces back...
offering is further enhanced through our best-in-class manufacturing capabilities in Asset Management and Insurance. HSBC Asset... Operations, Hong Kong, as the Alternative Operations - Manager you will support the operations of the Direct Asset products...
The Legal Manager will play a key role in this growing asset management company by liaising with senior internal... individuals, this asset management firm has been steadily growing their business in Hong Kong. They offer a unique and precise...
The Legal Manager will play a key role in this growing asset management company by liaising with senior internal... individuals, this asset management firm has been steadily growing their business in Hong Kong. They offer a unique and precise...
The Legal Manager will play a key role in this growing asset management company by liaising with senior internal... individuals, this asset management firm has been steadily growing their business in Hong Kong. They offer a unique and precise...
The Legal Manager will play a key role in this growing asset management company by liaising with senior internal... individuals, this asset management firm has been steadily growing their business in Hong Kong. They offer a unique and precise...
General Manager will own full profit & loss responsibility, ensure regulatory compliance, and serve as a critical link... leasing or aviation asset management within a leasing company, OEM, or investment firm Proven track record in structuring...
environment that supports growth and empowers you to drive meaningful change. As the Asset Management Risk Business Manager... (APAC) within the Asset Management Risk Management team, you are at the center of keeping JPMorgan Chase...
environment that supports growth and empowers you to drive meaningful change. As the Asset Management Risk Business Manager... (APAC) within the Asset Management Risk Management team, you are at the center of keeping JPMorgan Chase...
Asset Management Risk Business Manager (APAC) within the Asset Management Risk Management team, you are at the center..., and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo...
successful Legal Manager must demonstrate: Solid prior experience working in asset management firms OR leading law firms in the funds...-performing individuals, this asset management firm has been steadily growing their business in Hong Kong. They offer a unique...
Overview We are partnering with a top-tier, globally recognised asset manager to hire an experienced RFP professional... Requirements 4–8+ years of RFP/RFI/DDQ experience within asset management Strong product knowledge across public markets...