Our client, an established asset manager with SFC Type 1 4 9, is currently looking for a Compliance Manager to monitor... transaction cases Build and strengthen thein-house compliance & risk management framework Roll out compliancepolicies...
The Legal Manager will play a key role in this growing asset management company by liaising with senior internal... candidate diverse exposure across legal & business work in a high-performing asset management firm. To apply online...
The Legal Manager will play a key role in this growing asset management company by liaising with senior internal... candidate diverse exposure across legal & business work in a high-performing asset management firm. To apply online...
successful Legal Manager must demonstrate: Solid prior experience working in asset management firms OR leading law firms in the funds... opportunity which allows the candidate diverse exposure across legal & business work in a high-performing asset management firm....
Our client is an international asset management firm seeking a detail-oriented Compliance Manager to join their team... Requirements 2 - 5 years of work experience in a compliance or legal role For more details, please contact Aiden Lee via...
Vice President / Manager, Compliance (Asset Management) Job ID: [protected-phone-number] Industry: Banking... of Compliance and manage all compliance issues for the sector of Asset Management. Liaise with HKEX, SFC and relevant regulatory...
A leading asset management firm is seeking a Compliance Manager in Hong Kong to monitor compliance and manage legal... issues. Responsibilities include drafting legal documents, reviewing contracts, and ensuring compliance with all regulations...
offering is further enhanced through our best-in-class manufacturing capabilities in Asset Management and Insurance. HSBC Asset... Operations, Hong Kong, as the Alternative Operations - Manager you will support the operations of the Direct Asset products...
of regulatory compliance, process redesign, and risk management within the capital markets and asset management space. Bilingual... complexities of the capital markets and asset management landscape. You'll lead engagement teams in delivering high-impact...
workflows. Collaborate decisively with internal teams—including sales, investment research, legal, operations, compliance... and termination of investment products, discretionary managed accounts, and RQFIIs within the asset management business. 3. Address...
responsibility for managing risk within the organization. As the Business Resiliency Manager within the Asset & Wealth Management... with firmwide Business Resiliency standards and Asset & Wealth Management (AWM) procedures. Oversee business resiliency compliance...
Job Description: The Company Our client is a well-established asset manager that has been operating in Hong Kong.... The Role Onboarding and amendments: Lead onboarding and any legal amendments for dedicated products, coordinating...
Job Description: The Company Our client is am established Chinese asset manager seeking an experienced... of asset classes. The ideal candidate will play a key role in trade processing, fund accounting and valuation, and account...
Senior Manager/ Manager, Compliance Department Posting Date:2025-11-27 Responsibilities Advise department heads... and relevant business units on compliance-related matters Stay abreast of the latest legal and regulatory requirements...
to monitor their daily operation. Responsibilities Monitor all compliance issues of thecompany, including Asset Management...Our client, an established financial group with SFC Type 1 4 9, is currently looking for a Compliance Manager...
procedures to ensure compliance with legal and regulatory requirements. Develop ethical and efficient business reporting... frameworks. Handle complaint inquiry and other compliance matters or assist projects as assigned by management from time...
of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team... in handling product advisory for relevant departments, including wealth management, asset management, over-the-counter trading...
teams (e.g. technology, compliance, operations, marketing, legal, etc.) and other business stakeholders to establish... Job Summary A senior-level product manager and leader who’s experienced in turning ideas into seamless and intuitive product...
to join our team as Business Risk Management Manager, reporting to Head of Business Risk Management. Principal responsibilities...: Implement the highest standard of business risk management, conduct, control and compliance as required by the Group on wealth...
to join our team as Business Risk Management Manager, reporting to Head of Business Risk Management. Principal responsibilities...: Implement the highest standard of business risk management, conduct, control and compliance as required by the Group on wealth...