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Keywords: compliance manager - asset management, Location: Hong Kong

Page: 4

Business Compliance & Risk Control Manager- AMC

. For other vacancies, please visit our website at http://www.bochk.com Job No.: 499699 Employment Type: Full time Departments: BOCHK Asset Management... Ltd Job Functions: Asset Management Job Description Re-examine and revise the Company's risk management policy...

Company: Bank of China
Location: Hong Kong
Posted Date: 20 Nov 2025

Assistant Manager, Compliance Department

frameworks. Handle complaint inquiry and other compliance matters or assist projects as assigned by management from time... experience in Compliance function of Financial Institution with exposure in Retail / Virtual Asset / ECM / DCM / FICC matters...

Posted Date: 16 Nov 2025

Leading_HK_Bank: Assistant Investment and Compliance Support Manager (25K, 12m)

to internal control, risk control or compliance covering asset management products or operations is highly preferred Great sense...Leading_HK_Bank: Assistant Investment and Compliance Support Manager (25K, 12m) 12 month contract , 15 days...

Company: Manpower
Location: Hong Kong
Posted Date: 13 Nov 2025

Senior Manager, Regulatory, Product & Sales Compliance (12 months contract)

/ regulatory / compliance related consulting experience with 3 years in the area of insurance or asset management compliance...Senior Manager, Regulatory, Product & Sales Compliance (12 months contract) The Senior Manager (12-month contract...

Company: Manulife
Location: Hong Kong
Posted Date: 12 Nov 2025

Compliance Senior Manager & MLRO, Hong Kong

, security, and corporate governance. Position Summary: The MLRO & Compliance Senior Manager will be a key leader within the..., and maintain a comprehensive compliance program that aligns with the SFC's regulatory framework for virtual asset trading platforms...

Company: Bullish Global
Location: Hong Kong
Posted Date: 21 Oct 2025

Leading_HK_Bank: Assistant Investment and Compliance Support Manager (25K, 12m)

asset management products or operations is highly preferred Great sense of ownership and servicing mindset to ensure... loans, working capital financing, trade financing, cash management and treasury products. Principal Responsibilities...

Posted Date: 08 Dec 2025

Compliance Manager

, in which at least 2 years gained for securities business Familiar with securities, futures, and asset management operations Hands... all compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure the regulatory...

Posted Date: 08 Dec 2025

Compliance Manager

, and a regulated stablecoin project in partnership with Standard Chartered and HKT; providing digital asset advisory services including... management with a portfolio of investments in over 540 companies including industry leaders Pudgy Penguins, Yuga Labs, Axie...

Location: Hong Kong
Posted Date: 08 Dec 2025

Compliance Manager

bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when... asset of the company. We offer stimulating careers that will further your personal growth. Come join us for the following...

Posted Date: 03 Dec 2025

Senior Manager/ Manager, Compliance Department

in handling product advisory for relevant departments, including wealth management, asset management, over-the-counter trading..., IT, and risk management units, auditors, and regulatory authorities on compliance-related matters/issues Requirements...

Posted Date: 02 Dec 2025

Compliance Manager (Crptocurrency )

best practices. - Risk Management & Governance: - Develop and implement risk assessment frameworks for digital asset transactions... and maintaining digital asset-related licenses across multiple jurisdictions. - Provide compliance guidance for cross-border...

Posted Date: 30 Nov 2025

Compliance Manager role, GBA Corporate Banking

market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...

Location: Hong Kong
Posted Date: 27 Nov 2025

Officer to Assistant Manager, Product Compliance, CUD

market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...

Location: Hong Kong
Posted Date: 27 Nov 2025

Assistant Manager to Deputy Manager, General Compliance

market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...

Location: Hong Kong
Posted Date: 27 Nov 2025

Deputy Manager to Senior Manager, Product Compliance, CUD

market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...

Location: Hong Kong
Posted Date: 27 Nov 2025

Manager/ AVP, AI Compliance (Legal & Compliance Department)

, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...

Posted Date: 22 Nov 2025

Manager / Associate Director (Insurance Sector Focus), Governance, Risk & Compliance Services, Risk Consulting

. banking and asset management) will be viewed favourably Good knowledge in any of the following areas: internal audit... in today's environment. The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance...

Company: KPMG
Location: Hong Kong
Posted Date: 21 Nov 2025

Compliance Manager (6-month contract)

Your team The Pictet group is one of the world's leading independent wealth and asset managers. Founded in 1805.... Your role To provide support and regulatory advice in relation to the Private Wealth Management ("PWM") business of Pictet...

Company: Pictet
Location: Hong Kong
Posted Date: 21 Nov 2025

Compliance Manager (6-month contract)

Your team The Pictet group is one of the world's leading independent wealth and asset managers. Founded in 1805.... Your role To provide support and regulatory advice in relation to the Private Wealth Management (“PWM”) business of Pictet...

Company: Pictet
Location: Hong Kong
Posted Date: 07 Oct 2025

Sr Manager, Hong Kong Compliance MLRO

mitigation and compliance. Assess current business trends to inform risk management practices and improvements. Drive global... Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board...

Posted Date: 06 Oct 2025