A leading bank in Hong Kong is looking for an Assistant Manager in RBW Business Risk Management. This role involves... preparing risk reports, assessing operational risks, and ensuring compliance with regulatory requirements. Candidates...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
We are seeking a high-caliber professional to join our dynamic Risk Management & Compliance Department as an Assistant... as Risk Management & Compliance Manager We are an equal opportunity employer, and offer excellent prospects and career...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
and Putonghua) Candidate with more experience will be considered as Compliance Manager We offer attractive remuneration package..., FATCA, SFO Job Responsibilities Advise department heads and relevant business units on compliance-related matters...
and Putonghua) Candidate with more experience will be considered as Compliance Manager...Job Responsibilities: Advise department heads and relevant business units on compliance-related matters with major...
and Putonghua) Candidate with more experience will be considered as Compliance Manager We offer attractive remuneration package.... We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART...
English and Chinese. Candidate with more experience will be considered as Compliance Manager. We offer a competitive...Responsibilities Provide compliance advice and solution to management and departments Develop, draft and review...
asAssistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
(Senior) Manager. This position will be an individual contributor for the Compliance function. Candidate will be expected...Our client is a Chinese Asset Management, with SFC Type 1, 4, 9 license. They are currently looking for a Compliance...
. For more information, please visit For more information about FWD Hong Kong, please visit The Job Act as a compliance specialist... representing the Agency Channel with a 1.5-line-of-defense mindset. Assist in compliance reviews to address regulatory changes...
’s and compliance requirements when developing trust business; provide timely advisory to business units Formulate, review... unit Communicate between business units and departments on trust business Communicate and coordinate compliance issues...
Bachelor Degree or above Legal & compliance experience in trustee Provide trustee advisory Responsibilities...’s and compliance requirements when developing trust business; provide timely advisory to business units Formulate, review...
with regulatory requirements and internal compliance policies 根據監管要求及內部合規政策，全面管理 TMS（交易監控系統）相關事項 Design, implement and monitor...
and provide internal trainings Responsibilities Review and enforce compliance programs in accordance with the policies.../offsite/ad-hoc surveys; Conduct regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related...
legal advisory, compliance, and data protection—ideal for a proactive, commercially minded professional who wants to build... (Allianz Global Corporate & Specialty SE); Location: Taikoo Shing What you’ll do: Legal & Compliance Provide legal...
control effectiveness assessment, regulatory information reports, and other compliance-related tasks. · Draft meeting... minutes, prepare resolutions, and archive documents. · To ensure all AML/Compliance-related processes are in place including...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
's portfolio of assets and liabilities; Assist in setting up, maintaining and improving financial compliance system and management...