business complied with the regulatory requirements. Main Responsibilities: Assist Senior Manager of Control Team to develop... to ensure RBD sales and delivery compliance with regulatory guidelines, compliance requirements and internal control policies...
Responsibilities: Assist Senior Manager of Control Team to develop business and operational guidelines in consultation with various... RBD business, frontline departments or other divisions to ensure RBD sales and delivery compliance with regulatory...
will be considered as Senior Compliance Manager....Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation...
business complied with the regulatory requirements. Main Responsibilities: Assist Senior Manager of Control Team to develop... to ensure RBD sales and delivery compliance with regulatory guidelines, compliance requirements and internal control policies...
Recruit Ref: L0604214181 Posting Date: 2026-02-11 Canon Hongkong Company Limited Assistant Manager - Financial... Accounting (Compliance) Responsibilities: Perform all financial duties and reporting on a timely and accurate manner Liaise...
licensed by the Hong Kong Monetary Authority. Job Responsibilities Oversee the design and implementation of the compliance... framework, systems, policies and procedures ; Provide practical compliance advice in relation of retail, corporate and wealth...
Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong... Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm...
of professionals in place. We are currently seeking a high caliber professional to join our team as Senior Manager, Business... Compliance and Governance. Principal responsibilities Lead the business compliance function for HSIC, ensuring effective...
of professionals in place. We are currently seeking a high caliber professional to join our team as Senior Manager, Business... Compliance and Governance. Principal responsibilities Lead the business compliance function for HSIC, ensuring effective...
of professionals in place. We are currently seeking a high caliber professional to join our department as Business Compliance Manager... reporting to Risk and Business Management Team in Hang Seng Insurance Company (“HSIC”), the Business Compliance Manager...
of professionals in place. We are currently seeking a high caliber professional to join our department as Business Compliance Manager... reporting to Risk and Business Management Team in Hang Seng Insurance Company (“HSIC”), the Business Compliance Manager...
Compliance Manager) Please apply online via the BEA Careers website at http://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS... and to pursue a bright and exciting future. Position Summary To control and monitor the compliance related matters of wholesale...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
’s and compliance requirements when developing trust business; provide timely advisory to business units Formulate, review... unit Communicate between business units and departments on trust business Communicate and coordinate compliance issues...
As a member of the Risk and Compliance (R&C) department, you will work alongside and report to the Head of Compliance, Asia... and regional Compliance policies and procedures to meet the needs of the Asia business, global policies and when regulatory change...
Key Responsibilities Provide support on compliance matters, including regulatory change management, submissions..., inspections, case reviews, and monitoring of personal account dealings. Develop, revise, and enforce compliance policies...
with regulatory requirements and internal compliance policies 根據監管要求及內部合規政策，全面管理 TMS（交易監控系統）相關事項 Design, implement and monitor...
Key Responsibilities Act as the primary compliance advisor on Hong Kong regulatory requirements (e.g., SFO, SFC Codes..., product, distribution, and operations teams on compliance implications for public funds (e.g., product development, offering...
control effectiveness assessment, regulatory information reports, and other compliance-related tasks. · Draft meeting... minutes, prepare resolutions, and archive documents. · To ensure all AML/Compliance-related processes are in place including...