Recruit Ref: L0597148517 Posting Date: 2025-04-28 Compliance First Consulting Limited Compliance Officer (Fresh... as Assistant compliance officer. On job training provided Skills & Requirements University graduates in accounting or BBA...
Recruit Ref: L0597144329 Posting Date: 2025-04-02 Compliance First Consulting Limited Compliance Officer (Fresh... as Assistant compliance officer. On job training provided Skills & Requirements University graduates in accounting or BBA...
will be considered for the post of Senior Audit and Compliance Officer. If you are looking for an environment of growth.... Job Responsibilities: Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... for any inquiries and requests Assist in consultation raised by operation team relating to compliance issues, including due diligence...
departments upon request; To assist in conducting AML compliance review on relevant departments; Formulate and deliver regular... AML compliance training and promote compliance culture of the bank; Prepare reports to AMLCO and management; Handle ad...
for a Compliance Officer to drive compliance initiatives, ensure regulatory adherence and function as the designated CO/AMLO..., ensuring compliance with local laws and regulations, and leveraging the latest technological advancements to enhance security...
Senior Compliance Officer - Large Chinese Firm, SFC 149 客户简介 Our client is looking for a talented compliance... as a Senior Compliance Officer. 工作内容 Drafting and implementing a robust compliance framework to ensure regulatory adherence...
Responsibilities: Support the Compliance function in managing AML/CFT tasks, including name screening, customer due... and update internal policies and procedures to ensure relevant compliance standards are complied with Ensure company policies...
Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese...
motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible...'s adherence to these standards and providing guidance to management and staff on compliance-related matters. Internal Title...
of supporting documents and authorization relationships. Conduct general AML reviews to ensure compliance with regulatory... requirements. Provide general business compliance advisory to support various departments. Manage other compliance tasks and ad...
Develop, review, and enhance company compliance, Anti-Money Laundering (AML), and Counter-Financing of Terrorism (CFT...) or other relevant authorities as required by law. Advise management on the company’s compliance with laws and regulations. Implement...
Manager acts as staff to the Chief Executive Officer and Legal & Compliance Team by monitoring and reporting results of the...This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns...
AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions..., and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance...
KEY RESPONSIBILITIES Manage Compliance & Risk Management Team Implement an effective AML/KYC compliance framework... across the Company and on-going compliance monitoring to ensure the Company in compliance with rules and regulations of TCSP...
. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life and Health and Strategic... Initiatives) and Associate Director to promote, facilitate, implement, monitor and assess compliance requirements...
. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life and Health and Strategic... Initiatives) and Associate Director to promote, facilitate, implement, monitor and assess compliance requirements...
Officer to join our Compliance team and support our Investment Banking Division (IBD). The Role Provide strategic... standards of regulatory compliance and ethical business practices. We are looking for an experienced Senior IBD Compliance...
Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function... of Compliance, Insurance is the senior accountable executive responsible for ensuring that HSBC's operations in Hang Seng Bank...