solutions. To support this expansion, we are seeking an experienced Group Compliance Officer to lead our regulatory strategy... Group Compliance Officer will establish, lead, and oversee a robust, multi-jurisdictional compliance framework supporting...
and post trade surveillances. OUR IMPACT: Market Solutions Group Compliance works closely with the business to deliver...Job Category: Vice President Job Description: SUMMARY The Compliance role is based in London...
more about life at Alter Domus at careers.alterdomus.com Reporting to the Chief Risk and Compliance Officer, you will lead the Group... Risk and Compliance (R&C) Operations & Insights function responsible for deploying and utilising data-driven methods...
more about life at Alter Domus at careers.alterdomus.com Reporting to the Chief Risk and Compliance Officer, you will lead the Group... Risk and Compliance (R&C) Operations & Insights function responsible for deploying and utilising data-driven methods...
, we’re hiring a Compliance & Legal Officer to support the build-out of a robust compliance and regulatory framework aligned...) Tasks About the role As our Compliance & Legal Officer (UK), you will be responsible for day-to-day compliance...
interactions, regulatory developments, audit requests and whistleblowing framework oversight. The ‘Senior Compliance Officer...About Marex Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential...
interactions, regulatory developments, audit requests and whistleblowing framework oversight. The 'Senior Compliance Officer...About Marex Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential...
The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL’s Compliance... department is seeking an experienced Senior Compliance Officer to join the team. Reporting to the Head of Advisory, your primary...
The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL’s Compliance... department is seeking an experienced Senior Compliance Officer to join the team. Reporting to the Head of Advisory, your primary...
Minimum of 6 years of experience as a compliance officer, in a risk management role, ideally with a nexus to Private Wealth...Job Category: Vice President Job Description: SUMMARY: Goldman Sachs Global Compliance is dedicated to protecting...
with Group and local processes Representing Markets Compliance function and providing appropriate challenge at relevant internal.... This is what #LifeAtBNY is all about. We're seeking a future team member for the role of Compliance & Control, Markets EMEA - Vice President...
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered... an experienced compliance professional to join our dynamic team in a 12-month fixed-term contract to provide maternity cover...
and regulatory reporting. Follow up with internal and group reports. Work with Head of Compliance to develop an internal control... solutions to institutional and wholesale investors. THE RESPONSIBILITIES: Manage compliance issues within the UK Branch...
‑designated role‑holders (Practice Assurance Principal, Audit Compliance Partner, Ethics Partner, Bribery Officer and MLRO...Job Title: Governance and Compliance Senior Manager Location: Hybrid Working – London N3 / EC4M / Remote Working...
Business Partners, EU Compliance Officer and the Group to ensure strategic alignment and consistency. Maintain up... Group; Reporting to the LSM governing bodies in relation to the management of compliance risk including the provision...
Job description Job Title: Audit and Compliance Officer Location: Nationwide - hybrid Reporting to: Director... of SHEQ Key focus of job: The Audit and Compliance Office will be responsible for supporting the Organisation's internal...
Why work for us? This role is a key component of the Compliance strategy to ensure that the Group achieves.... Provide leadership and guidance to Compliance Oversight Officer fostering a collaborative and high-performing team culture...
General Meeting (AGM) alongside the Chief of Staff and Chief Legal Officer. Chair the Compliance Steering Committee... window communications and pre-clearance tracking. Monitor and oversee Compliance group inbox and shared compliance channels...
Chief Legal and Compliance Officer, this is a senior, Board-facing role with responsibility for strengthening compliance..., embedded, and independent second-line function Serve as a trusted adviser to the Chief Legal and Compliance Officer...