Successful Applicant A successful Head of Compliance - Insurance should have: 10-15+ years of insurance compliance experience...Looking for senior level product compliance background from insurance firm ! Looking for candidates who have covered...
they are a boutique asset management firm with about 20 staff. Job Description As a Head of Compliance, your main responsibilities... practices. Preparing regular compliance reports for senior management. Successful Applicant A successful Head...
A global asset management firm in Hong Kong is looking for a Head of Compliance. This senior role involves managing... a compliance team and being the main contact with the SFC regulator. The ideal candidate will have 8-10 years of experience...
A leading financial institution in Hong Kong is seeking a VP (Team Head) for their Anti-Scam, Legal, Compliance...
You Are / Your Next Challenge We are looking for a Head of Compliance/MLRO to join our Compliance team on a full-time, permanent basis in our Hong... of a centralised Compliance support team, the Head of Compliance/MLRO will assist the CRCO by reviewing operational and compliance...
A well-established financial services firm is seeking a Head of Compliance/MLRO in Hong Kong. This full-time role... requires a strong leader to ensure compliance with local regulations and develop policies. Key responsibilities include...
A leading International Banking Group is seeking a Head of Compliance in Hong Kong. The role requires managing... compliance functions and advising on AML. Candidates should have over 12 years of compliance experience in banking...
Our Client, a leading International Banking Group is looking for a Head of Compliance for their Hong Kong office.... This position will report to the Chief Legal and Compliance Officer and provide assistance to management on regulatory requirements...
Job Description - VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat [protected-phone...-number]E) Job Description VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat - ( [protected-phone-number]E ) Group Legal, Compliance...
A leading financial services firm in Hong Kong is looking for a highly skilled Deputy Head of AML... to join their compliance team. This role involves overseeing AML programs, conducting risk assessments, and ensuring compliance...
and more. About the Opportunity The Head of Product Compliance will lead the compliance oversight for OKX's global product offerings... driver and strategic leader responsible for embedding a robust, yet agile and risk-based compliance framework into OKX...
Head of Compliance located in Singapore and supervise one direct report subordinate to effective the daily operation... Oversee all compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure...
, update and review compliance policies and guidelines according to the requirements of the Head Office, HKMA, other regulatory...Job Description : Provide compliance advice to management and related business departments on compliance issues...
of AML/CFT and Compliance Function Head of Registered Institutions in Hong Kong for regulators Liaise with regulators..., and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance...
secretarial duties and ensure compliance with legal regulations. The ideal candidate will have over 10 years of experience... overseeing compliance for the organization's businesses, preparing key compliance documents, and managing ESG reporting...
, procedures and controls are in compliance with statutory, regulatory and internal requirements Advise senior management... and regulations pertinent to bank Candidates with less experience will be considered as “Senior Compliance Manager”. Interested...
access for people around the world. Responsibilities Driving all compliance and regulatory matters with local... & international regulatory bodies Preparing regular reports and strategic direction to senior management regarding compliance matters...
A leading blockchain company in Hong Kong is seeking a Compliance Officer to drive regulatory matters and ensure... compliance with all applicable laws. This role demands at least 15 years of experience in compliance and law, with expertise...
operation Oversee all legal and compliance related matters as well as provide professional regulatory advice to all BUs... and departments to ensure the regulatory compliance with SFO and other relevant regulations Liaise with HKEX, SFC and relevant...
A multi-cultural investment bank in Hong Kong is seeking a Compliance Officer to oversee all compliance-related matters... as strong presentation and interpersonal skills. This role involves liaising with regulatory bodies and ensuring adherence to compliance...