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Keywords: Head of Compliance, Location: New York

Page: 1

Head of Risk and Compliance - Vama App

: We are seeking a highly qualified and proactive Head of Risk and Compliance Officer (HRCO) to establish and spearhead our risk... and compliance framework. The HRCO will play a critical role in ensuring the integrity, security, and regulatory compliance...

Company: Attix
Location: New York City, NY
Posted Date: 10 May 2025

Head of Compliance, Americas

: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money... will report to the Global Head of Compliance (“Global CCO”) and work closely with the offshore level 1 and onshore level 2...

Posted Date: 02 May 2025

Head of Compliance

, Colombia. About the Role We're looking for a strategic and hands-on Head of Compliance to report directly to the CEO... and join our leadership team. This person will lead our compliance function as we scale. You will: Governance & Oversight Serve as the...

Company: Zoe Financial
Location: New York
Posted Date: 01 May 2025

Compliance- Conduct & Operational Risk, Data & Analytics (AI) - Vice President

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping.... Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving...

Company: JPMorgan Chase
Location: New York
Posted Date: 19 May 2025
Salary: $128250 - 195000 per year

Vendor Trade Compliance Specialist

family—a Fortune 100 company and the world’s leading off-price retailer. Job Description: Vendor Trade Compliance... Specialist The Opportunity: Contribute To The Growth Of Your Career. The Vendor Trade Compliance Specialist frequently...

Company: TJX Companies
Location: New York City, NY
Posted Date: 18 May 2025
Salary: $63000 - 78800 per year

Executive Compliance Officer - Surveillance

Assisting the Head of US Compliance with tasking and directing other Surveillance officers to execute the Surveillance agenda.... Providing coverage when the Head of US Compliance is out of office or otherwise occupied. Sharing knowledge with the...

Company: Marex
Location: New York City, NY
Posted Date: 17 May 2025
Salary: $175000 - 225000 per year

Compliance Specialist

responsibilities from bank and card issuing partners Work with the Head of Compliance to develop policies, procedures, and training... Magazine's 100 . About the Role As a member of our Compliance team, you will help to drive operational initiatives...

Company: Ramp
Location: New York City, NY
Posted Date: 11 May 2025

Senior Associate, Group Membership Compliance Unit

will report directly to the Head of Compliance in the Group Membership Association Department (GMAD) located in White Plains, NY... for supporting the operational and compliance oversight of Third-Party Administrators (TPAs) that administer Group Disability, Life...

Company: New York Life
Location: White Plains, NY
Posted Date: 04 May 2025
Salary: $95000 - 162500 per year

Senior Compliance Officer

”). The successful candidate will work very closely with our Head of Americas Advisory Compliance and this role is designed...Vontobel is seeking a highly motivated and experienced Senior Compliance Officer who is ready to take their career...

Company: Vontobel
Location: New York City, NY
Posted Date: 04 May 2025

Senior Associate, Group Membership Compliance Unit

will report directly to the Head of Compliance in the Group Membership Association Department (GMAD) located in White Plains, NY... for supporting the operational and compliance oversight of Third-Party Administrators (TPAs) that administer Group Disability, Life...

Company: New York Life
Location: White Plains, NY
Posted Date: 03 May 2025
Salary: $95000 - 162500 per year

Chief Compliance Officer

Overview: Marathon is seeking a highly skilled and experienced Chief Compliance Officer to join our dynamic... performance, service, and reliability on behalf of our clients. Position Overview The Chief Compliance Officer (CCO...

Posted Date: 26 Apr 2025

Compliance Testing/Audit Lead - Banking/Financial Services

will support the Americas Head of AFC and Compliance Testing in leading reviews, tests, and branch inspections designed to provide...Job Description: Employer: DWS Group Title: Compliance Testing/Audit Lead - Banking/Financial Services Location...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 26 Apr 2025
Salary: $117000 per year

Chief Operating Officer, Compliance and Regulations

Chief Operating Officer / Chief Compliance Officer Founding team is in NYC. Their preference is onsite in Long Island... to build nation-wide Home & Community-Based Services (HCBS). They are looking for a Chief Operating Officer / Chief Compliance...

Company: Nxt Level
Location: New York City, NY
Posted Date: 25 Apr 2025

Compliance Examination Manager

. Reporting to the Head of US Compliance Examination Program, the Compliance Examination Specialist is accountable for execution... of the US Compliance Examination Plan established to ensure the company’s compliance with state and federal laws...

Company: CIBC
Location: New York City, NY
Posted Date: 25 Apr 2025
Salary: $130000 - 160000 per year

US Analyst - Global Markets Regulatory Compliance Advisory Team

: The position reports directly to the Head of Global Markets Regulatory Compliance Advisory in Americas. Key Internal... Contacts: The employee will most likely interact on a regular basis with Front Office, Head Office Compliance, Middle Office...

Posted Date: 24 Apr 2025
Salary: $80000 per year

US Analyst - Global Markets Regulatory Compliance Advisory Team

on a regular basis with Front Office, Head Office Compliance, Middle Office, Back Office and IT support personnel. Key External.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title US Analyst - Global...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 23 Apr 2025
Salary: $80000 per year

Compliance - Office of Regulatory Relations - Administrative Assistant - New York - Support

supporting the global head of the division. This role demands a high level of professionalism, discretion, and adaptability. The... Responsibilities Calendar Management: Proactively manage and optimize the division head's calendar, strategically prioritizing...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 19 Apr 2025
Salary: $70000 - 110000 per year

Restricted Securities Compliance Advisory

and Responsibilities Reports to the Director - Ethics & Compliance or the Head - Ethics & Compliance, consulting with them on key...Join a top soveriegn wealth fund as they look to build out their New York Compliance Practice. The role will involve...

Company: Michael Page
Location: New York
Posted Date: 19 Apr 2025
Salary: $150000 - 180000 per year

Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”)

. Management and Reporting The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance... in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Officer for the Americas...

Posted Date: 18 Apr 2025

Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”)

directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately...Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 18 Apr 2025