for job alerts If you are a human, ignore this field Create alert You agree to our Share this job KYC & Compliance Officer... to ensure compliance with KYC, AML, and related regulatory requirements. Detect and report any unusual activities...
reviews of client data to ensure compliance with KYC, AML, and related regulatory requirements. Detect and report any unusual... comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring and regular...
Our client is a leading asset management firm in Hong Kong, they are now looking for an KYC Assistant... Management In-depth knowledge of KYC processes, ongoing client due diligence, and regulatory compliance, especially concerning...
Compliance, Asset Management Your new role Oversee compliance activities for the Hong Kong office of a rapidly... expanding asset management firm. Serve as the Manager-in-Charge (MIC) for Compliance, ensuring regulatory accountability...
, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
management? We're looking for someone like that to: act as an Onboarding & KYC Advisor to client advisor on onboarding... additional name search request to middle office, escalate for Due Diligence Officer (DDO) review, PKR case manager management...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
About Bullish Bullish is an institutionally focused global digital asset platform that provides market infrastructure... - a collection of tradable proprietary and single-asset benchmarks and indices that track the performance of digital assets...
, and maintain a comprehensive compliance program that aligns with the SFC's regulatory framework for virtual asset trading platforms... audits. Risk Management: Work closely with the risk management team to identify, assess, and mitigate compliance risks...
month-end and year-end closing processes; Handle KYC/AML procedures, tax and compliance matters, and account onboarding... with financial institutions and asset management firms; Coordinate with external auditors and provide support during audit...
divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach... and corroboration of source of wealth liaise confidently with the front office staff, KYC teams and colleagues in business lines...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities...' core management and financial technology team members come from world-renowned technology giants and well-known financial...
bank's services comprise asset management and investment counselling, investment funds, securities brokerage, estate... , to ensure compliance with regulatory requirements and mitigate the risk of financial crime, including money laundering...
management teams to ensure all KYC processes align with local and international regulations. Conduct gap analyses on current... and present findings to senior management. Settlement and Payment Operations Approve Virtual Asset (VA) transfers, ensuring...
. As an Associate within the Asset and Wealth Management (AWM) operations team, you will play a pivotal role in enhancing our client... stakeholder management. Conduct client due diligence promptly, ensuring compliance with quality and detail standards...
management teams to ensure all KYC processes align with local and international regulations. Conduct gap analyses on current... and present findings to senior management. Settlement and Payment Operations Approve Virtual Asset (VA) transfers, ensuring...
requirements and management of risks arising from transactions and commercial activities which include: HONG KONG Compliance... exchange-through asset and liability management strategies, including hedging and liquidity positioning. You will also assist...
Officer, GWM Hong Kong to: Manage a team of 10+ KYC analyst in perform KYC due diligence reviews of wealth management clients.... Strong stakeholder management with Front Office, Compliance, and other stakeholders with appropriate escalation. Proven track record...
for driving the ongoing monitoring of onboarded distributors, carrying out wallet screening and end-to-end management of related... for stablecoin transaction Reporting directly to the Chief Commercial Officer, the role sits within the Client Coverage function...