for job alerts If you are a human, ignore this field Create alert You agree to our Share this job KYC & Compliance Officer... (Asset Management) Hong Kong Posted about 22 hours ago Quick Links Connect We are committed to Building...
Our client is a leading asset management firm in Hong Kong, they are now looking for an KYC Assistant... Management In-depth knowledge of KYC processes, ongoing client due diligence, and regulatory compliance, especially concerning...
comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring and regular... reviews of client data to ensure compliance with KYC, AML, and related regulatory requirements. Detect and report any unusual...
Compliance, Asset Management Your new role Oversee compliance activities for the Hong Kong office of a rapidly... expanding asset management firm. Serve as the Manager-in-Charge (MIC) for Compliance, ensuring regulatory accountability...
, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
management? We're looking for someone like that to: act as an Onboarding & KYC Advisor to client advisor on onboarding... additional name search request to middle office, escalate for Due Diligence Officer (DDO) review, PKR case manager management...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
(Ref Number: jobs-0825_MY) Our client, a local asset management company, is now seeking a candidate for the position... relationship management, including account onboarding, KYC procedures, processing client transactions, and providing back-office...
with financial institutions and asset management firms; Coordinate with external auditors and provide support during audit...Accounting Officer, Treasury & Investment Operations Team in the Finance and Enterprises Office (Ref.: 533622) The...
and irregularities Timely escalation of exceptions for management awareness Participate in business initiatives/projects, e.g. user... with stakeholders Requirements Good knowledge of banking products across different asset classes Exposure of Corporate Actions...
divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach... and corroboration of source of wealth liaise confidently with the front office staff, KYC teams and colleagues in business lines...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities...' core management and financial technology team members come from world-renowned technology giants and well-known financial...
bank's services comprise asset management and investment counselling, investment funds, securities brokerage, estate... documentations, corroborative evidence and KYC profile to ensure the related parties are subjected to screenings. Interacting...
exceptions, discrepancies and irregularities Timely escalation of exceptions for management awareness Participate in business... effective communication with stakeholders Requirements Good knowledge of banking products across different asset classes...
management teams to ensure all KYC processes align with local and international regulations. Conduct gap analyses on current... and present findings to senior management. Settlement and Payment Operations Approve Virtual Asset (VA) transfers, ensuring...
. As an Associate within the Asset and Wealth Management (AWM) operations team, you will play a pivotal role in enhancing our client.... Visit our for more information about requesting an accommodation. About the Team: J.P. Morgan Asset & Wealth Management...