Job Summary Compliance Officer, Business & Regulatory Compliance and Compliance Assurance is part of the Compliance... Function responsible to manage all Business &Regulatory compliance and compliance risk, ensuring the implementation...
of sales quality assurance, sales conduct risk management, regulatory governance and compliance incident management... change to respond to the development of business operations as well as regulatory changes. Provide regulatory compliance...
accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks. Maintains... accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks. Maintains...
. Where relevant, conduct Compliance training for Business Functions to improve their understanding on governing regulatory... to support in driving the design and implementation of regulatory compliance program specifically covering Agency Distribution...
compliance program in the areas of sales quality assurance, sales conduct risk management, regulatory governance and compliance... training for Business Functions to improve their understanding on governing regulatory requirements. Update compliance training...
and Corruption) Compliance Reporting Combined Assurance Other regulatory and corporate requirements Roles & Responsibilities.... Consult with Group Compliance and relevant business units in resolving issues related to regulatory compliance implementation...
and Corruption) - Compliance Reporting - Combined Assurance - Other regulatory and corporate requirements Roles & Responsibilities.... Consult with Group Compliance and relevant business units in resolving issues related to regulatory compliance implementation...
of Conduct, FATCA, CRS and Anti-Bribery and Corruption) - Compliance Reporting - Combined Assurance - Other regulatory... of all local regulatory requirements. Proactively engage with business and provide advice / guidance to mitigate key compliance...
The Global Compliance & Reporting ('GCR') team is part of EY's Global Tax Centre of Excellence ('CoE'). The CoE... or theirs. We provide specialist tax, business, data and technology expertise to address our clients' most pressing challenges...
compliance awareness and control assurance. Participate in ad-hoc compliance initiatives and regulatory engagements...Maybank is seeking high potential talent to join our dynamic team as Manager, Investment Banking & Advisory, Compliance...
CLO in the areas of licensing, regulatory engagement. compliance assurance and advisory aspects of compliance in adherence... business operations) Regulatory: Provide advice on regulatory and compliance matters and regulations applicable to the...
As a Manager, you will be working on a selection of clients in relation to VAT/GST compliance outsourced to EY, including: Acting...The Global Compliance & Reporting (“GCR”) team is part of EY's Global Tax Centre of Excellence (“CoE”). The CoE...
DUG is on the lookout for a Risk & Compliance Manager to strengthen our governance, risk management, and compliance... frameworks. In this role, you'll lead assurance reviews, risk assessments, and compliance initiatives, while partnering...
Role We are seeking an experienced and dedicated Compliance Controller to provide overall assurance to CBRE BSO Leadership..., personal information security, legal, and business continuity experts to support compliance and contractual requirements...
closely with distribution teams to strengthen governance and ensure regulatory compliance. Liaise with relevant business... internal quality assurance reviews on business processes to ensure compliance with local and Group requirements. Perform...
, processes and client servicing arrangements in line with current business and regulatory practices. You'll recommend and assist...-leading approach combines extensive local compliance and accounting experience with a standard global compliance process...
of documentation for regulatory authorities Undertake Compliance Risk Assessment and Assurance Testing Implement Compliance... effectively, all relevant legal, regulatory and DB Group requirements are met and any Compliance risks are appropriately addressed...
a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk..., Quality Assurance (QA) review, and compliance training, particularly within financial services, FinTech, or crypto...
and ensure compliance with regulatory requirements. Liaise with relevant business and operational functions to embed Group... is aligned with the business strategy, regulatory requirements, and industry trends. Promote an ethics-based culture through...
Job Description Summary The Workforce and Quality Assurance Manager will oversee the planning, coordination... of possible with us! Purpose The Workforce and Quality Assurance Manager will oversee the planning, coordination, and implementation of workforce...