Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong... Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-hk-listed-sfc-type-1-securities-brokerage-admiralty... Responsible Officer, the role focuses on daily risk monitoring, regulatory compliance, and strengthening risk controls...
Our Risk and Compliance Department is looking for a high-caliber candidate to join Responsibilities Coordinate... different departments to facilitate health check, internal review and assessment on compliance issues to meet internal...
your CV with salary expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-風險及合規經理-hk-listed-sfc-type-1-securities-brokerage..., regulatory compliance, and strengthening risk controls across investment and operational areas. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 此職...
We are currently seeking a high calibre professional to join our team as a Senior Manager, Regulatory Compliance Risk... Stewarship Oversight. This exciting opportunity is in a team that supports Asia Regulatory Compliance and the Head...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
. They are seeking an experienced Trade Compliance Manager to join their dynamic team, focusing on consumer electronics...Excellent opportunity for trade compliance experts to join their international team in Asia. Client...
. They are seeking an experienced Trade Compliance Manager to join their dynamic team, focusing on consumer electronics...Excellent opportunity for trade compliance experts to join their international team in Asia. Client...
We are currently seeking a high calibre professional to join our team as a Senior Manager, Regulatory Compliance Risk... Stewarship Oversight. This exciting opportunity is in a team that supports Asia Regulatory Compliance and the Head...
in handling legal and general compliance related tasks; Updating internal policies and procedures, liaising and managing...
Responsibilities: Provide investment compliance advice to the Private Banking Department; Advise and review product... due diligence work for the products of Private Banking; Provide assistance in the compliance review exercises; Support...
Excellent opportunity for Quality and Compliance experts to join their regional team in Asia. Client... for outdoor lovers everywhere. Description Develop and implement comprehensive quality assurance and compliance strategies...
Responsibilities: Advise department heads and relevant business units on compliance-related matters Stay abreast... of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team...
We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional..., to streamline and set up the compliance frameworks within the business. The role will cover AML, KYC, risk assessments, regulatory...
Lead the compliance review for all new client and matter intake, ensuring adherence to AML, KYC, sanctions, and ethical.... Provide leadership, guidance, and development to a team of compliance analysts/officers. Manage the implementation...
internal audits to ensure compliance with ISO requirements and prepare for external audits. Develop and maintain a compliance... and data protection. Serve as the organisation's Data Protection Officer, ensuring compliance with data protection laws Act...
Responsibilities: Provide strategic leadership and direction for the local Compliance Solutions team Manage... delivery of Compliance services to regional clients, ensuring exceptional quality and consistency. Lead, coach, and inspire...