VP / Manager – Regulatory Compliance (Fintech / Digital Assets) (Hong Kong/ Singapore) Our client is a fast-growing.... We are looking for an experienced regulatory compliance leader to own the entire compliance programme for the group’s asset management, brokerage...
Our Risk and Compliance Department is looking for a high-caliber candidate to join Responsibilities Coordinate... different departments to facilitate health check, internal review and assessment on compliance issues to meet internal...
Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... Asset Management Co. Ltd. is currently seeking qualified candidates for the position of Compliance Officer or Compliance...
HR Manager and Global HR Compliance Coordinator Animals Asia Foundation is seeking a professional for the role... of Human Resources Manager and Global Human Resources Compliance Coordinator. The organisation is experiencing rapid growth...
Our client, a leading life insurance company, is seeking a Compliance Manager to enhance compliance initiatives related... to AML and FATCA. This role is crucial for ensuring that regulatory requirements are met and compliance frameworks...
a meticulous and proactive Compliance Manager to join our dynamic team. In this role, you will oversee the development... as Assistant Compliance Manager. #J-18808-Ljbffr...
, we are now looking for high caliber candidates to join us as a Risk Compliance Manager . The role is responsible for overseeing the development... updated on evolving crypto regulations and compliance requirements. Responsibilities Create and manage internal policies...
Compliance Manager Job Description Responsibilities: Carry out all compliance functions to ensure the Company... adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare...
Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong... Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm...
Our client is one of the largest international fund manager. Responsibilities: Review and approve marketing... materials for the region and actively participate in regional and global compliance initiatives. Proficiency in both traditional...
Description Brokerage Firm - Compliance Manager / Assistant Manager Location: Central / Western District Salary...: HK$50,000 - 65,000 × 12 + Bonus Scope: Oversee core compliance for Hong Kong, Singapore, and Australia Report...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
with less experience or no prior experience may be considered for the role of Deputy/Assistant Sanctions Compliance Manager. The Bank... in compliance with international sanctions regimes and internal risk control requirements Carrying out sanctions-related due...
Compliance & Operations Manager in Asset Management Firm Develop, update and review policies, procedures... and guidelines from the compliance perspective and circulate to staff for compliance purpose. Handle enquiries from regulators...
Job No.: 499566 Employment Type: Full time Departments: Financial Crime Compliance Department Job Functions: Legal... activities) and customer name screening in compliance with international sanctions regimes and internal risk control requirements...
Legal Manager - Legal & Compliance Dept. (Banking) Instruct and liaise with external counsel on litigation matters... and procedures from legal perspective to ensure compliance with the latest law and regulation in force; Work closely...
Legal and Compliance Manager (Compliance-oriented) Responsible for independently managing and providing compliance... process, etc., from both Hong Kong and Cayman Island perspectives. Provide product compliance support for funds...
Overview As the Financial Crime Compliance Manager, you will own and evolve Reap’s AML/CFT and Sanctions program... monitoring to effectively combat financial crime. Help build a world‑class compliance program that enables innovation...
Manager, Distribution & Intermediary Management– Assurance & Compliance (40k-50k) The client is a MNC Insurance... client where they are currently looking for a Manager, Distribution & Intermediary Management – Quality Assurance...
A leading financial institution in Hong Kong is seeking a Custodian Administration Manager to oversee day-to-day... operations of custodian administration, ensuring compliance with various regulations. The ideal candidate will hold a university...