as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio.../local markets., Assist in setting up rules in compliance monitoring system (Bloomberg AIM) according to investment...
OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory... compliance, AML and surveillance) support to Hong Kong as well as firmwide initiatives and projects, and maintaining effective...
industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory... and professional working environment. Description As an Assistant Manager, Legal & Compliance, your main responsibilities...
Our client is an international asset management firm seeking a detail‑oriented Compliance Manager to join their team... updates, and regular SFC reporting Conduct pre‑trade and post‑trade compliance monitoring to ensure investment activities...
monitoring the compliance with internal policies and procedures, and legal and professional standards within the Firm... as Risk Management & Compliance Manager We are an equal opportunity employer, and offer excellent prospects and career...
Compliance Manager will be responsible for supporting and enhancing the local compliance program to ensure full adherence... to all applicable regulations. The Compliance Manager will be a key member of the PingPong global compliance team, reporting to the Hong...
from authorities. Conduct ongoing compliance checks and monitoring to ensure adherence to relevant regulations. Design workflows..., clearly outlining implications for the business and leadership. Serve as the primary project manager, coordinating...
Job Title: Compliance Manager (Digital Assets & Stablecoins) Location: Hong Kong Department: Compliance Reports... To: Head of Digital Assets Job Overview The Compliance Manager will lead and oversee digital asset and stablecoin...
(HKMA) which may include testing, monitoring, surveillance and reporting. The Compliance Manager will also be responsible..., and monitoring oversight to ensure their robustness and effective implementation and compliance by the respective Business Units...
, we are now looking for high caliber candidates to join us as a Risk Compliance Manager . The role is responsible for overseeing the development... with its business operations. This includes developing policies, monitoring transactions for suspicious activity, and staying...
VP / Manager – Regulatory Compliance (Fintech / Digital Assets) (Hong Kong/ Singapore) Our client is a fast-growing... the full compliance framework, manuals, risk‑based monitoring plans, surveillance, and regulatory reporting Lead...
regulatory research, compliance monitoring and checking, marketing material vetting, policy review and various ad hoc project...Our Risk and Compliance Department is looking for a high-caliber candidate to join Responsibilities Coordinate...
Our client, a leading life insurance company, is seeking a Compliance Manager to enhance compliance initiatives related... and update compliance policies and procedures (e.g., AML, FATCA, CRS, AEOI) Support transaction monitoring systems for detecting...
Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... on various projects. Support the development and implementation of compliance manuals, procedures, and monitoring programs...
Overview As the Financial Crime Compliance Manager, you will own and evolve Reap’s AML/CFT and Sanctions program... monitoring to effectively combat financial crime. Help build a world‑class compliance program that enables innovation...
Responsible Officer, the role focuses on daily risk monitoring, regulatory compliance, and strengthening risk controls... limit monitoring, including market, credit, liquidity, operational, legal, and compliance risks specific to securities...
regulatory research, compliance monitoring and checking, marketing material vetting, policy review and various ad hoc project...Our Risk and Compliance Department is looking for a high-caliber candidate to join Responsibilities Coordinate...
. Job Description As a Compliance Manager, your main responsibilities will include: Ensuring compliance with local regulations and industry standards... a culture of compliance across the organization. The Successful Applicant A successful Compliance Manager...
Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive... office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure...
with Compliance processes such as AML, Transaction Monitoring etc. is a significant advantage Proven ability to lead complex projects... to collaboratively design and develop a platform that provides world class Compliance tools and services that is compliant and able...