Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive... office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure...
with Compliance processes such as AML, Transaction Monitoring etc. is a significant advantage Proven ability to lead complex projects... to collaboratively design and develop a platform that provides world class Compliance tools and services that is compliant and able...
Senior Manager/ Manager, Compliance Department Posting Date:2025-11-27 Responsibilities Advise department heads..., and develop company-wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant departments...
. Compliance Testing Assist to conduct regular Compliance review/ testing. Undertake monitoring and follow up with relevant... monitoring and customer risk rating alerts. Study the trend of the AML risk and design the mitigation plans. Update the name...
A prominent financial institution in Hong Kong is seeking a Senior Manager/Manager for its Compliance Department. The... candidate will advise on compliance-related matters, develop monitoring mechanisms, and manage audits. A Bachelor's degree and 5...
Overview We are looking for a Senior Product Manager to lead Reap’s Compliance & Risk Platform. This role owns the strategy... of scalable compliance and risk platforms, including real-time risk scoring and funds-flow monitoring across multiple rails (card...
years’ experience in in AML/CFT compliance and transaction monitoring matters in banks or banking regulator Familiar... opportunity. Responsibilities: Provide advice on statutory and regulatory requirements on transaction monitoring...
remedial actions arising from compliance monitoring activities, ensuring timely resolution of issues. Deliver in-house...Key Responsibilities: Identify and assess compliance risks associated with the company's development initiatives...
for securities trading and OTC derivatives. Reporting directly to the Responsible Officer, the role focuses on daily risk monitoring..., regulatory compliance, and strengthening risk controls across investment and operational areas. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 此職...
Responsibilities: Oversee all matters related to the Transaction Monitoring System (TMS) in accordance... with regulatory requirements and internal compliance policies 根據監管要求及內部合規政策，全面管理 TMS（交易監控系統）相關事項 Design, implement and monitor...
Monitor security administration on application logical access and identity management, hardening, security monitoring... assessment /3 rd party cybersecurity reviews Perform regulatory compliance assessment and reporting Act as 2LOD contact point...
. Responsibilities Manage day-to-day operations of the Compliance Operations team covering KYC/KYB, EDD, Transaction Monitoring and Law... improvement across the team. Requirements 5+ years’ experience in AML or Compliance Operations, ideally within fintech...
Responsibilities Ensure internal reports are provided and updated to the Group Risk Committee, Group Chief Compliance.../investigations during customer acceptance process and on-going monitoring i.e. Know Your Customer (KYC), Sanctions/PEP screening...
Responsibilities Design and prepare various routine monitoring and compliance report for Global Markets operational... of internal self-assessment and different gap analysis reports on internal control and compliance mechanism Formulate internal...
Job Description : Compliance Associate (AML & Regulatory Compliance) Location: Hong Kong / Singapore... We are looking for an experienced Compliance Associate to support AML, regulatory compliance and control framework design. This hire will play a central...
and communications to ensure consistency with regulatory standards; Monitor and track remedial actions from compliance monitoring... compliance advice on SFC-regulated activities (Type 1, 4, 9); Develop, review, and maintain compliance policies, procedures...
, rules, and regulations. Perform compliance control and monitoring programs, including but not limited to control room...Responsibilities: Review and update compliance policies and procedures to ensure adherence to all relevant laws...
strategies. Conduct regular compliance audits and internal reviews. Transaction Monitoring & Investigations: Oversee AML...Key Responsibilities Regulatory Compliance: Stay updated with HK's regulatory environment and global compliance...
Provide strategic leadership and direction for the local Compliance Solutions team Manage delivery of Compliance... a culture of collaboration, excellence, and continuous development. Maintain full compliance with regulatory and legal...
regulators and monitoring authorities with respect to compliance matters. Work closely with business partners to broaden... and guidelines contained in the compliance monitoring plan. Handle any other ad hoc projects. Qualification & Experience Degree...