Position: Manager & Assistant Manager, Regulatory Compliance (Group Compliance) KAF Investment Bank Bhd (Group...) Job Description/Role: Regulatory Compliance Programme 1. Assist in designing, developing and implementing comprehensive and efficient...
a difference too. Job Purpose To manage the Bank's regulatory advisory and compliance functions by fostering a strong compliance... culture, mitigating compliance risks, and ensuring adherence to all statutory and regulatory requirements. This role...
Job Summary Compliance Officer, Business & Regulatory Compliance and Compliance Assurance is part of the Compliance... Function responsible to manage all Business &Regulatory compliance and compliance risk, ensuring the implementation...
controls and processes. Act as Secondary MLRO / AML Compliance Officer, including review and approval of Suspicious... and compliance matters for senior management, the Board, and regulators. Regulatory Compliance Continuous develop skills...
Management departments. Provide first-level compliance advisory on regulatory matters, including Foreign Exchange Policy (FEN.... Job Description Act as the focal point of contact between Global Markets (GM) and Internal/External Auditors, Compliance, and Risk...
management, developing compliance programs, conducting audits, and ensuring adherence to all regulatory requirements.... Job Details Job Title: AVP/Senior Manager/Manager, Compliance Officer, Legal & Compliance Position Level: In House Specialization...
strategies to address identified gaps. Act as liaison officer in relation to any compliance management related issues. Regulatory... are available to help with any problems that may arise. Position Overview As a Compliance Officer within the Legal & Compliance Department...
principal member of Mastercard, Visa, and UPI. We are looking for a Compliance Officer to join our Malaysia team. This role..., and supporting a strong compliance framework. The successful candidate will be appointed as the nominated Compliance Officer...
Legal & Compliance Officer will play a vital role in ensuring our operations adhere to stringent financial regulations... and internal policies. This position is designed for a proactive and disciplined professional who can manage regulatory reporting...
breaches and subsequently, incorporated in monthly Compliance Report to the Board of Directors report. Reviewing regulatory... industry by conducting Compliance Reviews; Conduct assigned Compliance Reviews in accordance with the Annual Work Plan; Perform...
programs, conducting audits, and ensuring adherence to all regulatory requirements. Key Responsibilities: Lead compliance..., and corporate governance. Act as a trusted adviser to management on regulatory compliance and legal matters. Develop, implement...
& Forensic portfolio helps clients manage risk, regulatory compliance, enforcement actions, financial crime, and other regulatory..., Chief Finance Officer, Chief Compliance Officer, Chief Operating Officer etc. or other designated client leaders responsible...
& Forensic portfolio helps clients manage risk, regulatory compliance, enforcement actions, financial crime, and other regulatory..., Chief Finance Officer, Chief Compliance Officer, Chief Operating Officer etc. or other designated client leaders responsible...
portfolio helps clients manage risk, regulatory compliance, enforcement actions, financial crime, and other regulatory..., Chief Finance Officer, Chief Compliance Officer, Chief Operating Officer etc. or other designated client leaders responsible...
portfolio helps clients manage risk, regulatory compliance, enforcement actions, financial crime, and other regulatory..., Chief Finance Officer, Chief Compliance Officer, Chief Operating Officer etc. or other designated client leaders responsible...
collation for audits and regulatory reviews and supports tasks assigned by Management and the Chief Compliance Officer... related areas Professional Certification in Regulatory Compliance, AML/CFT is preferred Strong strategic, conceptual...
. Manages data collation for audits and regulatory reviews and supports tasks assigned by Management and the Chief Compliance... of experience in Compliance related areas Professional Certification in Regulatory Compliance, AML/CFT is preferred...
Monitoring (GCM)/ Group Chief Compliance Officer (GCCO). Job Requirements: Qualification Holds a bachelor's degree in Shariah... experience in Shariah Review, compliance, internal audit or risk and control management in a financial institution. Regulatory...
to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department..., and compliance governance are adhered to. In this function, the compliance officer's role is to report to the Head of Compliance...
Compliance Officer is authorized to implement all necessary actions to ensure achievement of the objectives of an effective... that is focused on regulatory, investments, product and sales (market conduct) compliance, whilst ensuring its alignment with business...