Regulatory Risk & Compliance Analyst/Associate, Global Private Bank Regulatory Compliance & Risk Review Regional... Regional and Global Private Banks to search for Junior Regulatory Risk & Compliance candidates to be part of the growing team...
A recruitment agency is seeking a Regulatory Risk & Compliance Analyst/Associate for a Global Private Bank in Hong Kong.... The role involves conducting risk assessments, ensuring compliance with regulatory requirements, and collaborating...
A prominent asset management firm in Hong Kong seeks a Compliance Analyst to support its compliance program... by monitoring and ensuring adherence to regulatory requirements. Responsibilities include conducting ongoing compliance monitoring...
A financial management firm in Hong Kong is seeking a compliance professional to handle license applications..., regulatory filings, and monitoring of trading activities. The ideal candidate will have a degree in Business, Finance, Law...
Job Responsibilities Assist in the daily operations of business compliance activities. Assist in handling license... applications. Contribute to the development and enhancement of the company's compliance management system, including improving...
A recruitment firm in Hong Kong is looking for a Compliance Associate. This entry-level role requires a Bachelor...'s degree and at least 2 years of relevant experience. Responsibilities include assisting with compliance activities, handling...
Senior IT Security Analyst (Cybersecurity, Compliance) (Logistics) Client Description Company... development and implementation of cybersecurity policies and procedures to align with organizational goals and regulatory...
Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory... to search for Regional Compliance Analyst/Associate. Job Duties Report to the Regional Compliance Manager Accountable...
The Compliance Analyst supports the asset management firm's compliance program by monitoring and ensuring adherence... with regulatory bodies to uphold the firm's compliance integrity. Key Responsibilities: Conduct ongoing monitoring of investment...
a secure computing environment and ensuring compliance with regulatory requirements. The candidate will have 3-5 years...A finance-focused technology company in Hong Kong is searching for an IT Security Analyst to assist in maintaining...
to mitigate risks and meet audit and regulatory requirements. Help promote risk and control awareness across the digital team... and support staff compliance training initiatives. Participate in regular assessments such as RCSA, ICA, and BCP exercises...
applications, regulatory filings and reports (HK and US) Conduct monitoring and surveillance of trading activities to detect..., new investment models discussion, or system development Conduct or assist with ad-hoc inspections and regulatory requests...
and escalate cases as required. Maintain accurate documentation for compliance and regulatory reporting. Provide daily BAU... support for AML monitoring processes. Collaborate with internal teams to ensure compliance with AML policies and procedures...
activities and escalate cases as required. Maintain accurate documentation for compliance and regulatory reporting. Provide... daily BAU support for AML monitoring processes. Collaborate with internal teams to ensure compliance with AML policies...
A leading cryptocurrency exchange in Hong Kong is seeking a Compliance Analyst to develop sanctions governance... frameworks and ensure compliance with regulatory requirements. The ideal candidate will have 1-3 years of experience...
A global asset management firm in Hong Kong is seeking a Compliance Analyst/Associate to ensure adherence to regulatory... requirements. You will report to the Regional Compliance Manager and be responsible for reviewing sales materials and conducting...
to hear from you. As an Analyst or Associate in the Global Financial Crimes Compliance KYC Escalations team, you will play... on compliance topics Knowledge of AML/KYC regulatory requirements in Asia Pacific Preferred Qualifications, Capabilities...
Our client is a top American Investment Bank and they are looking for a KYC Analyst/ Associate... Analyst/ Associate to join their Institutional Equity Division client onboarding team to handle KYC/ AML, new client...
Our client is a top American Private Bank and they are looking for a KYC Analyst to join their private wealth... industry, fresh graduates with relevant compliance intern experience are also welcomed. Client Details Our client is the...
in Hong Kong Life and General Insurance to ensure compliance with industry-specific and local regulatory standards. Actively..., Actuarial Science, or a related field. 3+ years of experience as a data or business analyst in insurance or financial services...